Current jobs related to Lead - Compliance - Pune, Maharashtra - Bajaj Finance

  • Leading Compliance Expert

    2 weeks ago

    Pune, Maharashtra, India beBeeCompliance Full time ₹ 10,50,000 - ₹ 15,50,000

    Job DescriptionThe role of Senior Compliance Specialist involves leading various compliance initiatives across the organization. This includes conducting thorough risk assessments, developing and implementing effective compliance strategies, and providing training to employees on anti-corruption and financial integrity topics.Key Responsibilities:Evaluate...

  • Lead compliance audits

    2 weeks ago

    Pune, Maharashtra, India Meraki Ventures Full time ₹ 14,00,000 - ₹ 28,00,000 per year

    About the Role:The profiles shared earlier do not meet our requirement. We urgently need someone who can lead compliance audits, possessing the relevant certifications and hands-on experience with ISO 27001 and SOC 2 Type II audits.Given the critical and time-sensitive nature of this requirement, please ensure that the relevant profiles are shared by...

  • Leading Product Compliance Expert

    1 week ago

    Pune, Maharashtra, India beBeeProduct Full time ₹ 20,00,000 - ₹ 30,00,000

    Senior Officer - Product Compliance Job DescriptionAbout the Role:We are seeking a highly skilled Senior Officer to join our Product Compliance team.This role involves supporting the development, implementation and maintenance of policies, conducting risk assessments, and collaborating with cross-functional teams to strengthen compliance culture across the...

  • Lead Taxation, Audit, and Compliance Expert

    2 weeks ago

    Pune, Maharashtra, India beBeeAccountant Full time ₹ 80,00,000 - ₹ 1,80,00,000

    Key Job DetailsA seasoned accounting professional is sought to lead a team of taxation, audit, and compliance experts in Navi Mumbai. This role involves strategic planning, team management, and technical guidance.

  • Sr. Lead- Technology Regulatory Compliance

    4 weeks ago

    Pune, Maharashtra, India Northern Trust Full time

    Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service,...

  • Compliance Testing

    3 weeks ago

    Pune, Maharashtra, India Talks About People HR Solutions Full time

    For a Leading Brand Job Title: Compliance Testing Manager Location: Pune, India Preferred Industry: BFSIExperience : 5 to 8 Years Qualification : CA / MBA / PGDMKey Responsibilities:• Build an annual plan for Compliance testing reviews of various products and processes considering regulatory risks and feedback from Senior Management.• Develop testing...

  • IT Compliance Professional

    1 week ago

    Pune, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Title: IT Compliance SpecialistThe IT Compliance Specialist will support the execution of global IT audit and compliance initiatives under the guidance of the Lead Audit & Compliance Specialist.This role is responsible for evidence coordination, audit documentation, remediation tracking, and regulatory readiness across IT Infrastructure, Cloud, and...

  • Compliance Testing

    3 weeks ago

    Pune, Maharashtra, India Talks About People HR Solutions Full time

    For a Leading BrandJob Title: Compliance Testing ManagerLocation: Pune, IndiaPreferred Industry: BFSIExperience : 5 to 8 YearsQualification : CA / MBA / PGDMKey Responsibilities:• Build an annual plan for Compliance testing reviews of various products and processes considering regulatory risks and feedback from Senior Management.• Develop testing...

  • Compliance Testing

    2 weeks ago

    Pune, Maharashtra, India Talks About People HR Solutions Full time

    For a Leading Brand Job Title: Compliance Testing Manager Location: Pune, India Preferred Industry: BFSI Experience : 5 to 8 Years Qualification : CA / MBA / PGDM Key Responsibilities: • Build an annual plan for Compliance testing reviews of various products and processes considering regulatory risks and feedback from Senior Management. • Develop...

  • Compliance Manager

    3 weeks ago

    Pune, Maharashtra, India Bharat Serums and Vaccines Limited Full time

    Role & responsibilities- Drafting and reviewing policies aligned with regulatory and organizational standards.- Designing and delivering compliance training programs across business units.- Maintaining strong audit trail of documentation related to TPO framework, policies, training ( Internal and external)- Performing risk-based reviews and presenting...

Lead - Compliance

2 weeks ago

Pune, Maharashtra, India Bajaj Finance Full time ₹ 9,00,000 - ₹ 12,00,000 per year

Job Purpose

Compliance testing Lead a team for Compliance testing of various products and processes. Develop a compliance testing plan, determine scope & testing methodology, lead a team for execution, discuss & obtain responses with action plan and present the results to Senior Management.

Duties and Responsibilities

Compliance testing and product reviewsCompliance Function plays a central role in identifying the level of Compliance risk in the organisation. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team. The incumbent will principally be accountable to lead the CMT team.The CMT team is responsible for testing and evaluating the effectiveness of internal controls, policies, procedures, and processes designed to meet regulatory requirements.Key Responsibilities:

  • Build an annual plan for Compliance testing reviews of various products and processes considering regulatory risks and feedback from Senior Management.
  • Develop testing procedures and train the team to carry out such procedures.
  • Determine scope and lead a team to perform compliance testing.
  • Discuss the results with Business Heads and provide recommendations as necessary
  • Obtain responses with action plan and timelines.
  • Present the results to Senior Management.
  • Track actionables for appropriate closure.

Key Decisions / Dimensions

  • Specific area prioritization during field work in terms of what areas to focus on and what testing approach to be used.
  • Deciding the approach for data analysis; what sample size to take and how to analyse the data.

Major Challenges

  • BFL is a fast-paced growing organization with almost 90 + products. The business processes are changing at a very fast pace, so it is important to keep oneself updated and in fact, try to think ahead of the business.
  • The compliance requirements are complex and ever evolving hence the need for constant learning and keeping updated of industry developments

Required Qualifications and Experience

Educational Qualifications

  • CA /MBA Fin with 0-3 years of experience
  • Understanding of business processes and regulatory requirements
  • Analytical and communicating s
  • Ability to learn and implement at a fast pace