Associate, Compliance
2 days ago
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be part of something extraordinary. We're seeking a future team member for the role of ASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE I to join our INSIGHT INVESTMENT team. Excellent academics with degree from a reputed institute. Minimum 1.5 yrs and preferably 3+ years or more of rule coding experience in systems like CRD, ThinkFolio, Sentinel etc Relevant experience in monitoring pre & post trade compliance alerts. Very good communication & analytical skills to resolve hands on problems Advanced knowledge of Microsoft Word, Power Point and Excel and the ability to build reports to enable the extraction and analysis of data sets Able to provide challenge to both existing processes and controls across the business and be proactive, self-supportive and motivated in the promotion of a positive compliance and risk culture within the firm Strong understanding of fixed income securities - including derivatives Strong ownership of role and responsibilities
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Associate, Compliance
1 day ago
Pune, Maharashtra, India BNY Full time ₹ 9,00,000 - ₹ 12,00,000 per yearASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...
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Associate, Compliance
1 day ago
Pune, Maharashtra, India BNY External Career Site Full time ₹ 9,00,000 - ₹ 12,00,000 per yearASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...
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Associate, Compliance
1 week ago
Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 24,00,000 per yearAssociate, Compliance & Control II (AS2) – Trade Surveillance – PuneAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness...
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Compliance Associate
1 week ago
Pune, Maharashtra, India Fresenius Kabi Full time ₹ 40,00,000 - ₹ 80,00,000 per yearAt Fresenius Kabi, we are driven by a commitment to improve the quality of lives: We are Committed to life. We strive for continuous innovation with our outstanding manufacturing capabilities, unique channel access, and customer proximity.With our four complementary business areas BioPharma, Pharma (primarily IV drugs and infusion therapy), Medical...
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Senior Associate, Compliance
2 weeks ago
Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 24,00,000 per yearSenior Associate, Compliance & Control – Trade Surveillance – PuneAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge...
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Compliance Manager, Compliance
1 week ago
Pune, Maharashtra, India CITIC Full time ₹ 12,00,000 - ₹ 36,00,000 per yearKey Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...
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Associate, Compliance
1 week ago
Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 36,00,000 per yearGraduate (Finance, Economics, or Business degree preferred) Minimum of 1.5 to 3 years of Compliance surveillance or regulatory experience. Knowledge of equity and fixed Income cash and derivatives (swaps, CDS, OTC options, treasuries, corporate bonds, agency securities, and financial futures) products. Good knowledge of market abuse regulations and potential...
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Associate- Global Compliance and Payroll
2 weeks ago
Pune, Maharashtra, India Nexdigm Full time ₹ 9,00,000 - ₹ 12,00,000 per yearAbout UsClick here to know - 'Who we are?'Job DescriptionDESIRED SKILL:PrimaryGood knowledge about International Payroll Processing – Structuring the salaries, processing the salary and TaxKnowledge of international payroll compliancesProficient in MS-Office; especially ExcelPlanningSecondaryGood written and verbal communication.Email usage-preferably MS...
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Associate - IT Audit and Compliance
2 weeks ago
Pune, Maharashtra, India Japheth LLP Full time ₹ 9,00,000 - ₹ 12,00,000 per yearKey ResponsibilitiesManage and participate in audits for banking products such as UPI, EFT Switch, AEPS, IMPS, CBDC, etc.Maintain audit trackers and coordinate with internal teams to ensure timely closure of audit points.Plan and manage audit schedules, including preparation of audit plans.Implement advisories from regulatory bodies such as RBI, Cert-In,...
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Senior Associate, Compliance
1 week ago
Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 24,00,000 per yearThe ideal candidate must possess knowledge of and rationale for Compliance Surveillance (trade/e-comms), asset classes surveilled, and applications used for the same. Must have good understanding of market abuse, types of market abuse, insider trading, wash trading, front running, how to identify the same across various asset classes and use this discretion...
