Senior Associate, Compliance

2 days ago

Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 24,00,000 per year

The ideal candidate must possess knowledge of and rationale for Compliance Surveillance (trade/e-comms), asset classes surveilled, and applications used for the same. Must have good understanding of market abuse, types of market abuse, insider trading, wash trading, front running, how to identify the same across various asset classes and use this discretion while closing the alerts. Should have an understanding about the use of Bloomberg terminal. Should have an understanding about Financial Services Industry, the regulatory landscape, with a specific focus on fixed income and foreign exchange surveillance in addition to equities. A solid understanding of capital market instruments etc and knowledge of compliance concepts. Must have good oral and written communication skills in English. An ability to understand compliance policies and process assigned tasks in accordance with procedures would be expected. Bachelor's degree in finance, preferred. At least 3-5 years surveillance (trade/e- comms), operations, middle office or trading experience in fixed income and currency products preferred.

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