Senior Manager/AVP Compliance Inspection and Implementation

This is regarding a Job Opportunity with a leading Fund Management CompanyDesignation- Compliance- Assistant Manager/Chief Manager/AVPExperience- 3-12 YearsLocation- MumbaiRole & responsibilities:Coordinate with clients of the Company for SEBI AIF/PMS compliance matters.Address and resolve regulatory queries raised by clients.Liaise with regulators and...

This is regarding a Job Opportunity for a leading bankDesignation- Compliance InspectionExperience- 4-12 YearsLocation- MumbaiRole & responsibilities:Coordinate and support RBI Onsite & Offsite Inspections, ensuring smooth execution and timely submissions.Disseminate RBI requests to relevant stakeholders, collate and review responses, and ensure accurate...

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Role & responsibilitiesConduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received.Continuous monitoring of the data submitted by the trading memberDraft the inspection report for the member.Expand the scope of inspection beyond the...

Key Responsibilities1. Compliance Framework & GovernanceDevelop and implement a compliance management framework covering applicable laws, regulations, and internal policies.Map statutory and regulatory obligations (SEBI, MCA, RBI, FEMA, Income Tax, Labour, Environment, Trust Regulations, etc.) and maintain a compliance register.Roll out and manage compliance...

We are seeking a detail-oriented and experienced Inspection Auditor to perform audits and inspections across various operational areas in Mumbai. This role requires a strong understanding of compliance standards, attention to detail, and the ability to work both independently in the field and collaboratively in an office setting.Field Work (50%)Conduct...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

Job Title: AVP Information TechnologyLocation: MumbaiDepartment: Information TechnologyReports to: VP/ CTO / Managing DirectorJob Summary:The AVP – Information Technology plays a strategic and operational leadership role, overseeing IT infrastructure, cybersecurity, compliance, and technology innovation within the organization. This role ensures robust,...

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

We are seeking enthusiastic and detail-oriented freshers with a ITI background to join our inspection team as Assistant Inspection Engineers. The selected candidates will support quality inspection activities and ensure compliance with standard procedures under the guidance of senior engineers.Key Responsibilities:Assist in performing routine inspection and...