
Compliance Manager
14 hours ago
Position Name - Compliance Manager - NBFC
Location - Mumbai
Experience Range -
12-15 years in the NBFC sector
Mandatory Requirement:
- Ensure compliance with
RBI, SEBI, and other regulatory requirements
applicable to NBFC operations.
Job Roles and Responsibilities:
- Ensure compliance with
RBI, SEBI, and other regulatory requirements
applicable to NBFC operations. - Oversee regulatory filings, inspections, and ensure timely submissions.
- Draft, review, and update compliance policies, frameworks, and SOPs.
- Conduct compliance risk assessments and ensure robust monitoring mechanisms.
- Liaise with regulators, auditors, and internal stakeholders on compliance matters.
- Provide regular training and guidance to business teams on regulatory developments.
- Support the Group Compliance Head in designing and implementing compliance strategy and governance initiatives.
- Monitor and assess regulatory changes, highlighting business impact and necessary actions.
Qualification and Experience:
- Experience:
12–15 years of proven experience in compliance within the
NBFC sector
. - Education:
Graduate/Postgraduate in Law, Finance, Commerce, or related field. Professional certifications (CS/CA/CFA/compliance certifications) will be an advantage. - In-depth knowledge of
RBI regulations, NBFC compliance frameworks, governance standards, and reporting requirements
. - Strong stakeholder management and communication skills with the ability to influence decision-making.
- High ethical standards, detail orientation, and ability to manage complex compliance issues.
-
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