
Compliance Inspection
1 day ago
This is regarding a Job Opportunity for a leading bank
Designation- Compliance Inspection
Experience- 4-12 Years
Location- Mumbai
Role & responsibilities:
- Coordinate and support RBI Onsite & Offsite Inspections, ensuring smooth execution and timely submissions.
- Disseminate RBI requests to relevant stakeholders, collate and review responses, and ensure accurate delivery.
- Liaise with internal teams and RBIs RBS inspection team for inspection requirements and clarifications.
- Manage and track responses to PRAR, RAR, PRMP, RMP, and AONC, including timely submission via Daksh portal.
- Prepare and submit RBS Tranche I (quarterly) and Tranche II (annual) data; validate exceptions and obtain clarifications.
- Handle ad-hoc data requests and regulatory returns on RBIs Daksh and CIMS/Data Collector portals.
- Track and follow up on RBI's inspection observations, comments, and ensure closure within defined timelines.
- Maintain MIS and compliance trackers related to RBI inspections and regulatory submissions.
- Assist in responding to regulatory inquiries, audits, and examinations, coordinating with regulators and auditors.
- Stay updated with RBI circulars, guidelines, and regulatory developments, and ensure dissemination to relevant teams.
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