Compliance Inspection

Hiring for Senior Manager/AVP Compliance Inspection and Implementation - for a Leading Pvt BankDesignation: Senior Manager/AVP Compliance Inspection and ImplementationExperience: 5+ years of work experience in BFSI sector in compliance inspection and ImplementionEducation: CA or MBALocation: MubaiJob Role:Ensure timely dissemination of RBI requests to...

Role & responsibilitiesConduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received.Continuous monitoring of the data submitted by the trading memberDraft the inspection report for the member.Expand the scope of inspection beyond the...

We are seeking a detail-oriented and experienced Inspection Auditor to perform audits and inspections across various operational areas in Mumbai. This role requires a strong understanding of compliance standards, attention to detail, and the ability to work both independently in the field and collaboratively in an office setting.Field Work (50%)Conduct...

We are seeking enthusiastic and detail-oriented freshers with a ITI background to join our inspection team as Assistant Inspection Engineers. The selected candidates will support quality inspection activities and ensure compliance with standard procedures under the guidance of senior engineers.Key Responsibilities:Assist in performing routine inspection and...

Dear Job Seekers,Job DescriptionJob Title: Vendor Inspection (Mechanical).Company: International Certification Services Pvt. Ltd.Industry: Oil and Gas - Service Sector.Job Type: Full-timeLocations: Mumbai (HO - Santacruz).NOTE: Only Local Candidates will be given first Preference.Education / Experience Criteria: B.E/ B.TechMechanicalEngineer NDT II with...

Job Summary:We are looking to hire a female Civil Engineer with 2–3 years of experience in site inspection and audit (internal & external) processes. The ideal candidate will be responsible for conducting site inspections, ensuring quality compliance, and supporting internal and external audits as per ISO and company standards.This is a dual-role...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

Role & responsibilitiesRoles and Responsibilities :Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines.Responding to notices :The compliance officer responds to surveillance notices, show cause notices,   and adjudicating...

This role is for one of Weekday's clientsMin Experience: 4 yearsLocation: MumbaiJobType: full-timeRequirementsWe are seeking a dedicated and detail-oriented Compliance Officer with at least 4+ years of experience in the financial services industry, with a strong focus on Regulatory Investment Advisory (RIA), Non-Discretionary (ND) portfolio management,...

Position OverviewWe are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund...