Compliance Officer

1 week ago


Gurgaon, Haryana, India Priquant Ventures Private Limited Full time ₹ 19,27,200 - ₹ 36,54,400 per year

Job Title: Compliance Officer

Location: Cybergreens, Sector-24, Gurgaon

Employment Type: Full-Time

Job Summary:

We are looking for a diligent and proactive Compliance Officer to ensure our organization complies with regulatory requirements and internal policies. The ideal candidate will have a strong foundation in law and corporate governance, ideally with qualifications in LLB and Company Secretary (CS). You will be responsible for implementing effective compliance programs, conducting audits, and promoting a culture of integrity and accountability.

Key Responsibilities:

  • Monitor and interpret applicable laws, rules, and regulations relevant to the company's operations.
  • Develop, implement, and maintain internal policies and procedures to ensure compliance.
  • Conduct internal audits, risk assessments, and compliance reviews.
  • Advise management and staff on compliance risks and regulatory developments.
  • Prepare and submit reports to regulatory authorities as required.
  • Investigate compliance issues and coordinate corrective actions.
  • Conduct compliance training and awareness programs across departments.
  • Maintain statutory records and ensure timely filings with regulatory bodies (e.g., ROC, SEBI, RBI if applicable).
  • Support the board and senior management in corporate governance matters.

Education & Qualifications:

  • Bachelor's in Law (LLB) / Company Secretary (CS – ICSI) – candidates must hold either qualification.

Experience:

  • Minimum 2–3 years of experience in compliance, legal, company secretarial, or regulatory roles after completing the CS qualification.
  • Experience in handling regulatory matters and working with authorities (SEBI, RBI, MCA, etc., if industry-specific).

Skills:

  • In-depth knowledge of applicable corporate and regulatory laws.
  • Strong analytical, problem-solving, and decision-making skills.
  • Excellent written and verbal communication.
  • High ethical standards and attention to detail.
  • Ability to manage multiple tasks and work in a fast-paced environment.

Preferred Certifications (Optional):

  • Certified Compliance & Ethics Professional (CCEP)
  • Diploma in Corporate Laws or Governance

Job Type: Full-time

Pay: ₹16, ₹50,579.50 per month

Ability to commute/relocate:

  • Gurugram, Haryana: Reliably commute or planning to relocate before starting work (Required)

Application Question(s):

  • What is your notice period? If serving notice, what is your last working day?
  • What is your current CTC and expectation?

Experience:

  • post graduation: 1 year (Required)

Work Location: In person



  • Gurgaon, Haryana, India IndusInd Bank Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    About the Role:We are looking for a motivated Compliance & Assurance Officer with 5–6 years of experience in regulatory compliance, preferably within the banking, NBFC, or insurance sectors. The candidate will support the Business unit Compliance team in implementing regulatory requirements, conducting risk assessments, and maintaining internal policies...


  • Gurgaon, Haryana, India Fresenius Medical Care Full time ₹ 8,00,000 - ₹ 18,00,000 per year

    This role will be an integral part of the Asia Pacific Compliance team, supporting South Asia business, particularly Bangladesh, Pakistan & GBS Bangalore.Coordinating, implementation and monitor the progress of the company's Compliance programServe as the local lead responsible for adapting, implementing, maintaining, and supervising the company's Compliance...


  • Gurgaon, Haryana, India QuestW Full time

    Chief Compliance Officer | questW | Gurugram of Legal & ComplianceDepartment Legal & Compliance TeamThe Head of Legal & Compliance serves as the organizations Chief Compliance Officer, Company Secretary & General Counsel, and is responsible for developing, implementing, maintaining and leading an effective legal and compliance function and corporate...


  • Gurgaon, Haryana, India questW Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Chief Compliance Officer | questW | Gurugram of Legal & ComplianceDepartment Legal & Compliance TeamThe Head of Legal & Compliance serves as the organizations Chief Compliance Officer, Company Secretary & General Counsel, and is responsible for developing, implementing, maintaining and leading an effective legal and compliance function and corporate...

  • Compliance Executive

    2 weeks ago


    Gurgaon, Haryana, India INNOVISION Limited Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    INNOVISION, headquartered in Gurgaon, is a multifaceted company certified with ISO 18788:2015, SA 8000:2014, ISO 9001:2008, ISO/IEC 27001:2005, ISO 14001:2015, and OHSAS 18001:2007. Established in January 2007, INNOVISION offers a comprehensive range of services including Security Services, Executive Protection, Integrated Facility Management, System...


  • Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...


  • Gurgaon, Haryana, India GSPANN Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Role: Compliance ConsultantExp- 5+ YearsCompliance Testing of various areas, including: • KYC Testing• Branch office inspections• System access reviews• Privacy notice testing• Form BD review • 5123 Filing reviews• Licensing reviews • Reg BI testing• Form ADV reviews• CSA Reviews• U5 filing testingDeveloping and performing new testing...

  • Analyst, Compliance

    4 weeks ago


    Gurgaon, Haryana, India GERSON LEHRMAN GROUP Full time

    Analyst - Compliance GLG is currently seeking an Analyst to join our Gurugram India office within the global Compliance department comprised of over 70 professionals This role offers the opportunity to support global client service professionals while allowing for autonomy to develop expertise in the field of risk management In addition to developing...

  • Compliance Manager

    1 week ago


    Gurgaon, Haryana, India NextHire (Part of Algotale Group) Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Title:Compliance ManagerLocation:Gurgaon (Work From Office)Experience: 4 to 5 Years ( Except Articleship)Joining:Immediate Joiners PreferredQualification:Chartered Accountant (CA)If Interested Kindly fill the out the form : About the Role:We are seeking a meticulous and experiencedCompliance Managerto join our team in Gurgaon. The ideal candidate should...

  • Compliance Manager

    1 week ago


    Gurgaon, Haryana, India TheHireHub Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Compliance ManagerLocation:GurugramExperience:between 3-6 yearsPosted by:Athena Executive Search and Consulting (on behalf of our client)About the OrganizationOur client is a new-age, India-focused investment advisory and Portfolio Management Services (PMS) firm. It exclusively invests in high-quality listed Indian companies led by honest, competent...