Financial Surveillance

Job descriptionSome careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Risk and...

Surveillance & MonitoringOversee real-time and post-trade surveillance of trading activities across equity, derivatives, commodities, and other instruments.Detect and act upon suspicious patterns, insider trading, front-running, circular trading, and market manipulation.Conduct in-depth investigations into unusual trades or alerts.Escalate material findings...

This is regarding a Job Opportunity for a leading Financial InstitutionDesignation- Manager/Deputy Manager- Online SurveillanceExperience- 4-15 YearsLocation- Mumbai (only)Role & responsibilities:Track and supervise trends in Equity, F&O, Currency, SLBM, IRF, and Commodities to initiate timely surveillance actions.Review alerts for market manipulation,...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

Job Reference #323041BRJob TypeFull TimeYour roleDo you like financial markets?Are you good at handling and interpreting large data sets?Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?Are you able to think independently and express your opinions and ideas...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Job DescriptionAbout This RoleSummary:We are seeking a self-motivated Compliance professional to be part of a transaction surveillance and forensic testing team. The Global Transaction Surveillance and Forensic Testing team (TSFT) is responsible for the development, ongoing review, and follow-up of surveillance alerts related to BlackRocks equity, fixed...

Regulatory Control SpecialistWe are seeking a highly skilled Regulatory Control Specialist to join our team. The ideal candidate will have excellent analytical skills, strong attention to detail, and the ability to work effectively in a fast-paced environment.About the RoleThis is an exciting opportunity for a motivated individual to work in a dynamic...

Position Purpose The number of surveillance models that are being deployed for compliance is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and...

Role & responsibilitiesThe number of surveillance models that are being deployed for FOCS is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and...