Financial Surveillance

Job Description:Review and analyses trade surveillance reports/ alerts, and sign off alert completion related to client trading activities  Investigation on irregularities and abnormal activities in trading pattern of client.  Drafting Suspicious Activity Reports-NSE, BSE and FIU (Financial Intelligence Unit) in line with Compliance regulations....

About Groww:We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the...

Dear Candidate,GreetingsKindly find the Job Description for the Online Surveillance.Role and Responsibilities:Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity).Supervise routine activities as per defined SOP and TAT.Verification of surveillance alerts such as...

IndiaComplianceGroup FunctionsJob Reference #328476BRCityMumbaiJob TypeFull TimeYour roleDo you want to keep criminals from abusing the financial system? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:research entities and/or individuals using both...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Position Purpose ISPL FOCS has been established in July 2020 at ISPL in Mumbai, India and is part of Front Office support.The scope of work includes offshoring administrative and Level I support to Capital Markets SurveillanceResponsibilitiesDirect Responsibilities Review analyse and investigate market abuse trading activity generated by an automated...

Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

Candidate shall work on Nerve Solutions' proprietary risk and surveillance products. Also, candidate shall be tasked with developing financial technology products like low latency trading applications, financial risk management applications, communication engines using sockets, algorithmic trading and HFT applications and automation of other financial...

Candidate shall work on Nerve Solutions' proprietary risk and surveillance products. Also, candidate shall be tasked with developing financial technology products like low latency trading applications, financial risk management applications, communication engines using sockets, algorithmic trading and HFT applications and automation of other financial...