Financial Crime Surveillance Analyst

India

Compliance

Group Functions

Job Reference #

328476BR

City

Mumbai

Job Type

Full Time

Your role

Do you want to keep criminals from abusing the financial system? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity?

We are looking for someone like that who can:

research entities and/or individuals using both public domain and database search services

conduct initial analysis and identify potentially suspicious activities, creating a 'Search and Review' assessment packet for the US analysts to leverage during the review of potentially suspicious activities.

maintain regular contact with local management to further enhance current processes and systems.

cross train amongst peers covering other various business lines in the US, ensuring a consistent and adaptable team addressing potential AML risks.

Your team

Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

We are currently expanding our Monitoring and Surveillance team and are seeking Search and Review Surveillance Analysts who will be working within the Financial Crime Prevention Surveillance team based in the US to conduct reviews of counterparties and transactions impacting our businesses.

Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing.

Your expertise

4-year college degree or international equivalent

ideally 2+ years' experience in AML or transaction monitoring (reviewing and/or dispositioning alerts/reports)

working knowledge of case management systems and/or various compliance systems is a plus

Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus

analytical, with the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines

result-oriented and assertive (you don't shy away from challenging situations)

highly flexible and detail-oriented with the ability to multi-task and change directions based on business demands

able to prioritize a diverse workload with multiple deadlines

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.