Associate – PMS Operations, Compliance

1 day ago


Nagpur, Maharashtra, India ProfitGate Capital Services LLP Full time ₹ 6,00,000 - ₹ 18,00,000 per year

Job Title: Associate – PMS Operations, Compliance & Research

Location: Nagpur, Maharashtra (In-Person)

Company: ProfitGate Capital

About ProfitGate Capital

ProfitGate Capital Services LLP is a SEBI-registered Portfolio Management Services (PMS) firm committed to delivering superior, risk-adjusted returns in Indian public equities. Our forte lies in deep research-driven stock investing combined with disciplined risk management protocols. We empower our clients and stakeholders by identifying market opportunities that generate consistent alpha with a culture rooted in service excellence and compliance.

Role: Associate – PMS Operations, Compliance & Research

ProfitGate Capital is seeking an accomplished Associate to join our Nagpur office and play an integral role in ensuring seamless PMS operations, stringent compliance adherence, and robust investment research support. This full-time, in-person position supports the operational backbone of our PMS offerings, reinforcing quality execution, regulatory standards, and research-driven investment processes.

Key Responsibilities

PMS Operations

  • Execute and reconcile trades efficiently while maintaining accurate portfolio and transaction records.
  • Coordinate with brokers, custodians, and service vendors for smooth operational workflows.
  • Prepare client and regulatory management information systems (MIS), and assist with audits and reporting protocols.

Compliance

  • Ensure rigorous adherence to SEBI PMS regulations, including insider trading norms, AML/KYC standards, and other regulatory requirements.
  • Manage compliance documentation, monitor processes, and proactively identify potential regulatory breaches.
  • Stay abreast of evolving SEBI regulations affecting PMS operations and ensure timely incorporation into workflows.

Investment Research Support

  • Assist in detailed investment research, including data gathering, financial analysis, and due diligence to support portfolio decision-making.
  • Work closely with the investment team to gather market intelligence and assist in drafting research notes, reports, and presentations.
  • Support investment thesis development through quantitative and qualitative analysis across sectors and companies.

Preferred Qualifications & Skills

  • Bachelor's or Master's degree in Finance, Commerce, Business, Accounting, or related disciplines (e.g., B.Com, BMS, BBA, MBA (Finance), CFA, CA).
  • 1–3 years of relevant experience in investment management, PMS operations, or financial services with a strong understanding of regulatory environments.
  • Proficiency in Microsoft Excel and PowerPoint; financial modeling experience is advantageous.
  • Strong analytical mindset paired with meticulous attention to detail and ability to multitask in a disciplined manner.
  • Excellent communication skills facilitating clear liaison with internal teams and external stakeholders.

What We Offer

  • High-responsibility role within a nimble, research-driven PMS firm fostering ownership and professional growth.
  • Close interaction with investment leadership across multiple functions.
  • Exposure to the full operational cycle of PMS from trade execution to compliance, client reporting, and investment research.
  • Competitive compensation aligned to experience.

To apply, please send your resume and a concise cover note to 

ProfitGate Capital Services LLP is an equal opportunity employer committed to meritocracy and inclusiveness.



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