am / dm - listing compliances

5 days ago

Mumbai, Maharashtra, India Randstad MENA Full time ₹ 15,00,000 - ₹ 25,00,000 per year
Job Description

Job Offer Closes: 5 December 2025

Summary

  • Location: Mumbai, Maharashtra
  • Company: A client of Randstad India
  • Type: Permanent
  • Posted On: 6 October 2025
  • Reference Number: JPC
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Job Details

We are seeking a highly motivated and detail-oriented professional for the role of Assistant Manager / Deputy Manager Listing Compliances. The incumbent will be responsible for managing the end-to-end listing process, ensuring regulatory compliance, developing policies and processes, and serving as the primary point of contact for regulators and key stakeholders.

Key Responsibilities:

  • End-to-End Listing Process Management:

    • Handle the complete lifecycle of listing new instruments, including coordination with internal teams and external stakeholders to ensure timely and compliant execution.

  • Regulatory Liaison:

    • Act as the Single Point of Contact (SPOC) for communication and coordination with regulatory bodies such as SEBI and other relevant authorities.

  • Policy & Process Development:

    • Design, implement, and update policies and operational procedures related to listing and compliance to ensure alignment with evolving regulatory norms.

  • Stakeholder Management:

    • Collaborate effectively with internal departments, issuers, members, and other external stakeholders to ensure smooth listing operations.

  • Listing Operations Oversight:

    • Monitor and manage day-to-day listing activities, ensuring adherence to compliance requirements and operational efficiency.

  • Regulatory Understanding:

    • Maintain a strong and updated knowledge of SEBI, stock exchange, and other relevant regulatory frameworks governing commodity and derivatives exchanges.

  • Corporate Actions Handling:

    • Oversee the timely and accurate processing of corporate actions related to listed instruments.

  • Documentation & Reporting:

    • Prepare and maintain high-quality documentation and reports for internal records, audit purposes, and regulatory submissions.
Key Requirements:
  • Strong understanding of listing regulations, SEBI guidelines, and exchange-related compliance frameworks.
  • Proven experience in handling corporate actions, listing operations, and dealing with regulatory authorities.
  • Exceptional documentation and communication skills.
  • Ability to manage multiple stakeholders and operate in a fast-paced, regulated environment.
  • Attention to detail, proactive approach, and strong organizational skills.
Educational Qualifications & Experience:
  • Education: Graduate/Postgraduate in Commerce, Finance, Law, or related fields.
  • Experience: 2 - 8 years of relevant experience in listing compliance, preferably within exchanges, financial institutions, or regulatory bodies.

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