Cash Equity Broking Operations

7 days ago


Mumbai Maharashtra, India JPMorganChase Full time

Are you ready to be an integral part of a dynamic team in Equity Broking Operations? This role offers you the chance to collaborate with industry experts, manage trade settlements, and ensure operational excellence. Embrace the opportunity to grow your career in a fast-paced environment where your skills in communication, accounting, and risk management will be highly valued. Join us to make a significant impact and drive success in the world of equity broking.

As an Associate in the Equity Broking Operations team, you will be part of the India Broking operations, carrying out trade contracting and settlement functions. You will monitor operational risk management for position limits and margin utilization, ensuring adequate margin availability at exchanges. You will coordinate with clients, custodians, exchanges, and overseas desks, sending trade confirmations and managing trade settlements and accounting. Your role will involve MIS reporting, responding to regulator and client queries, and handling exchange and security settlements.

**Job responsibilities**:

- Monitor operational risk management for position limits and margin utilization
- Ensure adequate margin availability at exchanges for trading members and clearing members
- Allocate trades and manage pre-settlement processes
- Coordinate with clients, custodians, exchanges, and overseas desks
- Send trade confirmations to clients
- Manage trade settlement and accounting processes
- Prepare and deliver Management Information System (MIS) reports
- Respond to regulator and client-related queries
- Handle exchange reporting and security settlements

**Required qualifications, capabilities, and skills**:

- At least Bachelor's Degree in Business, Commerce, Finance, or related disciplines
- At least 5 years of experience with strong knowledge in Cash Equity products for India market
- Good accounting knowledge
- Strong communication skills
- Ability to handle pressure and high volumes
- High levels of discipline and concentration
- Proficiency in Microsoft Word, Excel, and Access
- Ability to work in a deadline-driven environment
- Strong team collaboration skills

**Preferred qualifications, capabilities, and skills**:

- Prior experience on handling Obligation Transfer Request (OTR) and Unique Client Code (UCC)
- Familiarity with trade settlement processes
- Understanding of operational risk management
- Ability to manage client and regulator interactions effectively
- Experience in Management Information System (MIS) reporting and data analysis
- Knowledge of exchange reporting and security settlements



  • Mumbai, Maharashtra, India JPMorganChase Full time

    **JOB DESCRIPTION** Are you ready to be an integral part of a dynamic team in Equity Broking Operations? This role offers you the chance to collaborate with industry experts, manage trade settlements, and ensure operational excellence. Embrace the opportunity to grow your career in a fast-paced environment where your skills in communication, accounting, and...

  • Equity Dealer

    3 days ago


    Marol, Mumbai, Maharashtra, India Choice Equity Broking Pvt Ltd Full time

    We are seeking an experienced and motivated **Equity Dealer** to join our trading desk. As an Equity Dealer, you will be responsible for executing buy and sell orders for equities on behalf of clients, managing market risk, and ensuring compliance with trading regulations. You will work closely with clients, portfolio managers, and other teams to provide...


  • Mumbai, India QuickTurtle Full time

    1) Responsible for Handling NRI HNI Clients for Equity Broking and other Investment Products2) Achieving the Business target assigned in Terms of, generating revenue through Equity Broking and other Investment Products, acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling Clients & Suggesting financial products...


  • Mumbai, Maharashtra, India QuickTurtle Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    1) Responsible for Handling NRI HNI Clients for Equity Broking and other Investment Products2) Achieving the Business target assigned in Terms of, generating revenue through Equity Broking and other Investment Products, acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling Clients & Suggesting financial products...


  • Mumbai, India Arete Securities Limited Full time

    Candidate only with broking experience in equity back office as an Senior Executive should apply for the job. Job Description Company : Arete Securities Ltd. (Formerly known as SPA Securities Ltd) Website : Designation : Senior Executive – Equity Backoffice Candidate can email updated CV to Contact no Contact Person: Ms. Priyanka Sharma Job Location :...


  • Mumbai, Maharashtra, India Arete Securities Limited Full time ₹ 4,20,000 - ₹ 4,50,000 per year

    Candidate only with broking experience in equity back office as an Senior Executive should apply for the job.Job DescriptionCompany : Arete Securities Ltd. (Formerly known as SPA Securities Ltd)Website : Designation : Senior Executive – Equity BackofficeCandidate can email updated CV to Contact no Contact Person: Ms. Priyanka SharmaJob Location : Nariman...


  • Mumbai, Maharashtra, India QuickTurtle Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    1) Responsible for Handling NRI Clients and achieve Revenue through Broking of - Equity, Derivatives, Commodity & Currency, and by cross-selling products like Mutual Funds, PMS, AIFs to existing acquired NRI clients of Dubai & other offshore location Desk. 2) Acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling...


  • Vile Parle, Mumbai, Maharashtra, India Affirm Services Consultancy Pvt. Ltd. Full time

    **JD -DEALER** **Responsibilities**: 1.Communicating Intra-day Trading Calls and Investing Ideas to Customers. 2.Maintaining Regular Relations with Clients. 3.Individually Operate NSE / BSE Terminals. 4.Calling dormant / inactive clients and convincing them to start trading. 5. Margin collection from existing and new clients 6.Ability to Advise the Clients...

  • PCG Equity Advisor

    3 weeks ago


    Mumbai, India 2sr Innovations Full time

    PCG Equity AdvisorShould have experience in handling HNI, UHNI,have experience in Trading and Order Punching,should have knowledge of derivatives, options, cash, and trading.Candidate should have exp in client acquisition and client servicing Required Candidate profile Qualification: Graduation Experience: 3+ Years in Equity / MF / PMS / BrokingDomain...

  • Equity Dealer

    2 weeks ago


    Mumbai, India Client of Sapwood Ventures Full time

    Hiring for Equity Dealer for leading Financial securities at Mumbai. Experience: 2 to 10 years Position: Equity Dealer Location: Fort, Mumbai - Accurate & Timely execution of orders on terminal on behalf of the clients - Should have a basic idea of operating Trading Terminal - Well versed with Share Broking industry - Thorough knowledge of all NSE/ BSE...