Senior Executive Equity Backoffice Broking

3 days ago


Mumbai, Maharashtra, India Arete Securities Limited Full time ₹ 4,20,000 - ₹ 4,50,000 per year

Candidate only with broking experience in equity back office as an Senior Executive should apply for the job.

Job Description

Company : Arete Securities Ltd. (Formerly known as SPA Securities Ltd)

Website :

Designation : Senior Executive – Equity Backoffice

Candidate can email updated CV to

Contact no

Contact Person: Ms. Priyanka Sharma

Job Location : Nariman Point, Mumbai

Qualifications : A Bachelor's Degree

Experience : 3 - 5 Years experience in Equity Back Office Operations

· Processing for Institutional trader, sending STP through various gateway like FTNSEIT, NSDL

· Supervising trade confirmation on STP gateways and Email scan copies of Contract notes & trade confirmation files (Excel formats) to be sent to institutional Clients.

· Regulatory reporting to Exchanges like 6A7Ain case of BSE and CLD, CPCODE, OTR and RC files in case of NSE

· Confirmation & Settlement of cash and Derivatives segment deals with clients such as banks, Insurance company FII PMS MF and their custodians .

· Confirmation and settlement of OFS trades.

· Account opening for Institutional client in back office software

· Analysis of Brokerage credited for Institutional client.

· Verifying & checking of KYC details UCC details in Exchange ,brokerage & statutory charges levied for Retails clients for all segments.

· Generate and Email ECN- Digital contract notes to retail client through LD Digital sign software

· Daily reporting of margin files to Exchange for NSE Derivative Segment

· Maintaining of Client Master brokerage Master charges Master with back office software.

· Compiling periodic (Daily/ Monthly /Quarterly/ Yearly) MIS reports to management and other stakeholders.

Job Type: Full-time

Pay: ₹350, ₹450,000.00 per year

Benefits:

  • Cell phone reimbursement
  • Leave encashment
  • Provident Fund

Experience:

  • total work: 3 years (Required)

Work Location: In person



  • Mumbai, Maharashtra, India QuickTurtle Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    1) Responsible for Handling NRI HNI Clients for Equity Broking and other Investment Products2) Achieving the Business target assigned in Terms of, generating revenue through Equity Broking and other Investment Products, acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling Clients & Suggesting financial products...


  • Mumbai, Maharashtra, India QuickTurtle Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    1) Responsible for Handling NRI Clients and achieve Revenue through Broking of - Equity, Derivatives, Commodity & Currency, and by cross-selling products like Mutual Funds, PMS, AIFs to existing acquired NRI clients of Dubai & other offshore location Desk. 2) Acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling...


  • Mumbai, Maharashtra, India Recex Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Job SummaryWe are looking for a detail-oriented and experienced professional to join our Backoffice Operations team in the Broking Industry. The ideal candidate will have strong expertise in capital market operations, especially with hands-on experience in Pay-in, Payout, Pledge, Re-pledge, and working knowledge of CDSL systems.Key Responsibilities /...

  • Advisory

    7 days ago


    Mumbai, Maharashtra, India Choice Equity Broking Pvt Ltd Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Location: MumbaiCompany: Choice Equity Broking Private LimitedWebsite: About UsChoice Equity Broking Private Limited is a leading Indian broking firm dedicated to providing innovative and reliable financial solutions. We are committed to delivering exceptional value to our clients through a combination of deep market knowledge, cutting-edge technology, and...

  • Equity Dealer

    5 days ago


    Mumbai, Maharashtra, India Choice Equity Broking Pvt Ltd Full time ₹ 1,32,000 - ₹ 3,50,000 per year

    Trade Execution: Execute buy and sell orders for equities in accordance with client instructions, market conditions, and MIFID II trading regulations. 2. Market Analysis: Analyze market trends and economic indicators to inform trading decisions and provide insightful recommendations to clients. 3. Client Communication: Maintain regular contact with clients...

  • Equity Advisory

    2 weeks ago


    Mumbai, Maharashtra, India 2sr Innovations Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Equity Advisor Trade Execution: Placing equity and derivative orders on behalf of clients.Cross-selling of third-party investment products (Insurance, MF, PMS, SIPs, TGS, AIF, Bonds, FD, Unlisted shares, IAP & other services offered by MOF Required Candidate profileQualifications: Graduation in any discipline, MBA, NCFM Experience: 3+ Years in Equity / MF /...

  • Equity Advisor

    6 days ago


    Mumbai, Maharashtra, India, Maharashtra Chola Securities Full time

    Position: Equity Advisor- Partner AlliancesLocation: MumbaiExperience: Minimum 1-5 years in a similar roleJob Summary:We are seeking a dynamic and results-oriented Equity Advisor to manage and grow partnerships with franchisees, DIGI partners, and remisier networks. The role involves trading on behalf of clients, providing investment recommendations, and...


  • Mumbai, Maharashtra, India QuickTurtle Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    1) The candidate will be responsible for Demat & Trading account opening, with atleast Rs.1 Lac of Margin per account, through direct sales (face to face), cold calling, networking, your own data/sources, and references.2) Building and maintaining relationships with clients, understanding their investment needs, and providing personalized investment...

  • Equity Dealer

    2 weeks ago


    Mumbai, Maharashtra, India ICICI Securities Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Role: Equity Relationship Manager ERGKey Responsibilities:Will be responsible for HNI client acquisition, equity advisory and dealing.Achieve Business Objectives of sales numbers, revenue and product mix.Improve business generation from new and existing clients.Cement existing relationships, develop new ones; strong service attitude.Identify the customer...


  • Mumbai, Maharashtra, India Motilal Oswal Financial Services (MOFSL) Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesTrade Execution: Placing equity and derivative orders on behalf of clients.Providing end-to-end advisory services with a focus on AUM product penetration.Cross selling of third-party investment products (Insurance, MF, PMS, SIPs, TGS, AIF, Bonds, FD, Unlisted shares, IAP & other services offered by MOFSL)Preferred candidate...