
Cash Equity Broking Operations
4 days ago
**JOB DESCRIPTION**
Are you ready to be an integral part of a dynamic team in Equity Broking Operations? This role offers you the chance to collaborate with industry experts, manage trade settlements, and ensure operational excellence. Embrace the opportunity to grow your career in a fast-paced environment where your skills in communication, accounting, and risk management will be highly valued. Join us to make a significant impact and drive success in the world of equity broking.
As an Associate in the Equity Broking Operations team, you will be part of the India Broking operations, carrying out trade contracting and settlement functions. You will monitor operational risk management for position limits and margin utilization, ensuring adequate margin availability at exchanges. You will coordinate with clients, custodians, exchanges, and overseas desks, sending trade confirmations and managing trade settlements and accounting. Your role will involve MIS reporting, responding to regulator and client queries, and handling exchange and security settlements.
**Job responsibilities**:
- Monitor operational risk management for position limits and margin utilization
- Ensure adequate margin availability at exchanges for trading members and clearing members
- Allocate trades and manage pre-settlement processes
- Coordinate with clients, custodians, exchanges, and overseas desks
- Send trade confirmations to clients
- Manage trade settlement and accounting processes
- Prepare and deliver Management Information System (MIS) reports
- Respond to regulator and client-related queries
- Handle exchange reporting and security settlements
**Required qualifications, capabilities, and skills**:
- At least Bachelor's Degree in Business, Commerce, Finance, or related disciplines
- At least 5 years of experience with strong knowledge in Cash Equity products for India market
- Good accounting knowledge
- Strong communication skills
- Ability to handle pressure and high volumes
- High levels of discipline and concentration
- Proficiency in Microsoft Word, Excel, and Access
- Ability to work in a deadline-driven environment
- Strong team collaboration skills
**Preferred qualifications, capabilities, and skills**:
- Prior experience on handling Obligation Transfer Request (OTR) and Unique Client Code (UCC)
- Familiarity with trade settlement processes
- Understanding of operational risk management
- Ability to manage client and regulator interactions effectively
- Experience in Management Information System (MIS) reporting and data analysis
- Knowledge of exchange reporting and security settlements
**ABOUT US**
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
**ABOUT THE TEAM**
J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
-
Hni Broking
1 week ago
Mumbai, Maharashtra, India Serving Skill Full time**Advising HNI/UHNI clients on equity, derivatives.** **Cross selling of third party products like MF, AIF ,PMS, Insurance.** **Acquiring clients.** **Managed portfolio.** **Job Types**: Full-time, Permanent Pay: ₹1,000,000.00 - ₹1,500,000.00 per year Schedule: - Day shift **Experience**: - Portfolio management: 5 years (preferred) - advising...
-
Advisor - Hni Broking /equity
1 week ago
Mumbai, Maharashtra, India Serving Skill Full time**Advising HNI/UHNI Clients.** **Experience in advising / trading.** **New Client acquisation.** **Good Knowledge of equity, currency products, commodity, MF, stock market.** Profiling clients by conducting in depth review of client's financial requirements, analysing information & recommending portfolios. **Job Types**: Full-time, Permanent Pay:...
-
Dp Nsdl
1 week ago
Mumbai, Maharashtra, India Choice Equity Broking Pvt Ltd Full timeExperience - 2-5 YerasCompany - Choice Equity Broking Private LimitedVertical - EQBJD Profile of NSDL DP- Assistant Manager -Choice Equity Broking Pvt. Ltd. - Mumbai 1. EOD/BOD checking in NSDL System - 2. SOH, SOT & master files updating in Back Office. 3. DIVS (DIS Scanning) Upload & Download. 4. Uploading & checking of Settlement Team files as...
-
RM / Senior RM - NRI Desk, Equity Broking
2 weeks ago
Mumbai, India QuickTurtle Full time1) Responsible for Handling NRI HNI Clients for Equity Broking and other Investment Products2) Achieving the Business target assigned in Terms of, generating revenue through Equity Broking and other Investment Products, acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling Clients & Suggesting financial products...
-
RM / Senior RM - NRI Desk, Equity Broking
4 days ago
Mumbai, Maharashtra, India QuickTurtle Full time ₹ 15,00,000 - ₹ 25,00,000 per year1) Responsible for Handling NRI HNI Clients for Equity Broking and other Investment Products2) Achieving the Business target assigned in Terms of, generating revenue through Equity Broking and other Investment Products, acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling Clients & Suggesting financial products...
-
Equity Dealer
7 days ago
Mumbai, Maharashtra, India Bajaj Broking Full time ₹ 9,00,000 - ₹ 12,00,000 per yearBajaj Broking is a 100% subsidiary of Bajaj Finance Limited offering wide spectrum of Capital Market Solutions covering Equities, Mutual funds, corporate deposits, Bonds, Insurance & Loans which are been offered to Corporates, High-net-worth individuals, and Families.Roles And Responsibilities:Client acquisition Capturing at least 4-5 new HNI/UHNI/PCG...
-
Senior Executive Equity Backoffice Broking
2 weeks ago
Mumbai, India Arete Securities Limited Full timeCandidate only with broking experience in equity back office as an Senior Executive should apply for the job. Job Description Company : Arete Securities Ltd. (Formerly known as SPA Securities Ltd) Website : Designation : Senior Executive – Equity Backoffice Candidate can email updated CV to Contact no Contact Person: Ms. Priyanka Sharma Job Location :...
-
RM / Senior RM – NRI Desk, Equity Broking
6 days ago
Mumbai, Maharashtra, India QuickTurtle Full time ₹ 1,04,000 - ₹ 1,30,878 per year1) Responsible for Handling NRI Clients and achieve Revenue through Broking of - Equity, Derivatives, Commodity & Currency, and by cross-selling products like Mutual Funds, PMS, AIFs to existing acquired NRI clients of Dubai & other offshore location Desk. 2) Acquiring clients via Demat sourcing, enhancing, & upgrading the client relationship.3) Profiling...
-
PCG Equity Advisor
2 weeks ago
Mumbai, India 2sr Innovations Full timePCG Equity AdvisorShould have experience in handling HNI, UHNI,have experience in Trading and Order Punching,should have knowledge of derivatives, options, cash, and trading.Candidate should have exp in client acquisition and client servicing Required Candidate profile Qualification: Graduation Experience: 3+ Years in Equity / MF / PMS / BrokingDomain...
-
Equity Dealer
3 days ago
Mumbai, India Client of Sapwood Ventures Full timeHiring for Equity Dealer for leading Financial securities at Mumbai. Experience: 2 to 10 years Position: Equity Dealer Location: Fort, Mumbai - Accurate & Timely execution of orders on terminal on behalf of the clients - Should have a basic idea of operating Trading Terminal - Well versed with Share Broking industry - Thorough knowledge of all NSE/ BSE...