Compliance Smes for Regulatory Compliance

2 days ago

Bengaluru Karnataka, India NTT DATA Full time

**Req ID**: 342985

We are currently seeking a Compliance SMEs for Regulatory Compliance to join our team in Bangalore, Karnātaka (IN-KA), India (IN).

Jr. Business Consultant - Compliance SMEs for Regulatory Compliance in Alternative Investment Management : Work Location : Mumbai

**Job Role**: Jr. Business Consultant

**Work Location**: Mumbai

**Experience**: 3-6 years

**About the Job**: Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs.

The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance matters

**Key Responsibilities**
- Compliance with all regulations pertaining to category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly/ time to time reporting keep the record for audit.
- Documentation and compliances of investee companies/investor's and keeping the record and compliance with investor and investee agreement of AIF CAT II.
- Reviewing of all marketing materials, quarterly / annual updates, all the communication to be sent to investors/ SEBI.
- Drafting, vetting, negotiating, and finalizing AIF documents-PPMs/ amendments to PPM, contribution agreements, side letters etc., in co-ordination with the fund legal counsel.
- Drafting / reviewing compliance manual and other policies for AIFs.
- Reviewing / Vetting all service-related agreements for AIFs, NDAs, engagement letters etc.,
- Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping.
- Accounting, Taxation and related Compliance audit report.
- Review of Investment in periodic interval, risk analysis and reporting.
- Stay updated on relevant, regulations, guidelines from SEBI and other regulatory bodies affecting AIF CAT II.
- Take part in identifying, assessing and mitigating compliance risks associated with AIF CAT II.
- Provide regulatory input during fund structuring, product design and documentation.

**Qualifications & Experience**:

- CA / CS / LLB / MBA (Finance / Legal / Compliance) preferred.
- 3 - 6 years experience with 3 years relevant experience in AIF CAT II compliance
- Strong understanding of SEBI AIF regulations and related fund regulatory framework.

**Desired Skillset**
- Attention to detail and ability to work independently.
- Strong communication and stakeholder management skills
- Integrity, professional judgement, and problem-solving skills.

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