Assistant Manager- Regulatory Compliance

Regulatory Manager is responsible to ensure the compliance across all the vehicle movement and warehouses & its storage under the applicable law of land. The position ensures strict compliance with all applicable laws governing the movement, storage, and safety of goods, and involves investigation, legal compliance management, resolution, and proactive...

Key ResponsibilitiesEnsure compliance with SEBI, NSE, BSE, CDSL, NSDL, and other regulatory guidelines applicable to stock broking activities.Monitor day-to-day compliance of trading, depository, and back-office operations.Prepare, review, and submit periodic reports/returns to SEBI, Exchanges, Depositories, and other regulatory authorities within...

Job ID: 36710Location: Bangalore, INArea of interest: TechnologyJob type: Regular EmployeeWork style: Office WorkingOpening date: 11 Aug 2025Job SummaryThe role will work closely with Country CISOs / ISRO / CISRO / ICS / TTO representatives within the bank to ensure the Banks ICS regulatory obligations are met on time.The Group Chief Information Security...

About usAt ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world's largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for.The success of our Upstream, Product Solutions and Low Carbon...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance...

Role & Responsibilities:Ensure compliance with applicable laws, regulations, and guidelines related to the company's products or services.Regulatory Submissions: Prepare, review, and submit regulatory documents to relevant authorities, such as product registrations, notifications.Documentation Management: Maintain accurate and up-to-date regulatory...

Job Description: Compliance Manager Job Title: Compliance Manager Location: Bengaluru Experience: 10-15 years Industry: Non-Banking Financial Company (NBFC) Company: Techfino Capital Pvt Ltd Job Summary: We are seeking a highly experienced and detail-oriented Compliance Manager to lead and manage regulatory compliance across our NBFC operations. The...

Job Description.- Responsible for conducting money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Team Lead, or designee.-...

Date Posted: Country:IndiaLocation:North Gate Business Park Sy.No 2/1, and Sy.No 2/2, KIAL Road, Venkatala Village, Chowdeshwari Layout, Yelahanka, Bangalore, Karnataka 560064Position Role Type:UnspecifiedJob Title:Assistant Manager - ComplianceAbout the Role:Join Collins Aerospace as a seasoned Trade Compliance expert with 6+ years of specialized experience...

Job Title: Senior Compliance ManagerCompany: Capitalmind Asset Management Private LimitedLocation: Sector 1, HSR Layout, Bangalore (Work from Office)About Capitalmind:As Capitalmind Asset Management Private Limited, we manage the Capitalmind Mutual fund and have been seeded with capital from its parent and sponsor, Capitalmind Financial Services Private...