Assistant Manager- Regulatory Compliance

1 day ago


Bengaluru, Karnataka, India HSBC Full time ₹ 5,00,000 - ₹ 10,00,000 per year
Job descriptionPrincipal responsibilities
  • Review and assign Regulatory Developments alerts to the respective regional reviewers
  • Creation of 'Regulatory Development' records from alerts, and the assignment of actions and sub- actions, which will serve as a workflow management solution
  • Being responsible for enhancement and documentation of the process
  • Preparation of high level summary of the ongoing regulatory developments and share it with the business on a periodic basis
  • Prepare and share daily, weekly, monthly Management Reports
  • Assist in UAT and provide feedback to the IT / business
  • Process SME is required to perform periodic Quality check on open/completed/assigned alerts and share the report with the business in the absence of managers.
  • Meeting Cross Country/Multi Time zone delivery
  • Balancing new requirements with existing technical capabilities to ensure stakeholder expectations are managed
  • Manually scanning of various Regulatory Websites.
Requirements
  • Minimum Graduation, preferably in Commerce (B.Com), BBA.
  • Regulatory knowledge - good working knowledge of relevant legislation/regulators
  • Good understanding and Knowledge of Regulatory Compliance, Tax Compliance, Legal Risk Steward is necessary.
  • Specific knowledge of Regulatory affairs/Compliance and Risk management framework
  • Good command of both oral and written English.
  • Flexibility to work in different shifts.
  • This is an Individual Contributor role
  • Maintain good relationship with stakeholders
  • Knowledge of Financial Markets.
  • Good Knowledge of MS Office.

HSBC



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