
Assistant Manager- Regulatory Compliance
1 day ago
- Review and assign Regulatory Developments alerts to the respective regional reviewers
- Creation of 'Regulatory Development' records from alerts, and the assignment of actions and sub- actions, which will serve as a workflow management solution
- Being responsible for enhancement and documentation of the process
- Preparation of high level summary of the ongoing regulatory developments and share it with the business on a periodic basis
- Prepare and share daily, weekly, monthly Management Reports
- Assist in UAT and provide feedback to the IT / business
- Process SME is required to perform periodic Quality check on open/completed/assigned alerts and share the report with the business in the absence of managers.
- Meeting Cross Country/Multi Time zone delivery
- Balancing new requirements with existing technical capabilities to ensure stakeholder expectations are managed
- Manually scanning of various Regulatory Websites.
- Minimum Graduation, preferably in Commerce (B.Com), BBA.
- Regulatory knowledge - good working knowledge of relevant legislation/regulators
- Good understanding and Knowledge of Regulatory Compliance, Tax Compliance, Legal Risk Steward is necessary.
- Specific knowledge of Regulatory affairs/Compliance and Risk management framework
- Good command of both oral and written English.
- Flexibility to work in different shifts.
- This is an Individual Contributor role
- Maintain good relationship with stakeholders
- Knowledge of Financial Markets.
- Good Knowledge of MS Office.
HSBC
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