Compliance Manager
1 week ago
Job Description: Compliance Manager
Job Title: Compliance Manager
Location: Bengaluru
Experience: 10-15 years
Industry: Non-Banking Financial Company (NBFC)
Company: Techfino Capital Pvt Ltd
Job Summary:
We are seeking a highly experienced and detail-oriented Compliance Manager to lead and manage
regulatory compliance across our NBFC operations. The ideal candidate will have a strong
understanding of RBI guidelines, corporate laws, and proven experience in handling inspections,
audits, and compliance matters in a financial services environment.
Key Responsibilities:
- Prepare and finalize periodic regulatory returns as per statutory requirements.
- Draft, review, and update policies; ensure timely approvals from the Board, Audit Committee, and
internal stakeholders.
- Assist during RBI inspections by coordinating with various departments to collate and provide
necessary data.
- Ensure compliance with RBI, SEBI, IRDAI guidelines and manage escalated complaints,
ombudsman matters, and statutory queries.
- Provide advisory on FEMA compliance, vendor agreements, outsourcing guidelines, marketing
collaterals, and press releases.
- Conduct regular compliance audits; engage with business and support functions to review
processes and policies.
Key Skills & Qualifications:
- Bachelor's degree in Law, Business Administration, or a related field.
years of relevant experience in compliance within an NBFC environment.
- In-depth knowledge of RBI regulations, Companies Act, FEMA, and other corporate laws.
- Strong understanding of audit processes and statutory compliance requirements.
- Proficiency in Microsoft Office and compliance databases.
- Excellent communication, analytical, and advisory skills.
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