Assistant York Compliance
2 days ago
.
- Responsible for conducting money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Team Lead, or designee.
- Under the guidance of the Team Lead, or designee, attain Subject Matter Expertise in the Due Diligence research, relevant to cross-border wire transfers, as it pertains to adverse media, subscription-based intelligence sources, and open-source data sources, while understanding the principles of the Compliance Operations of Mashreqbank New York (MBNY), as well as with operations of correspondent financial institutions, in general.
- Adhere to relevant regulations and guidelines that are issued by the US BSA/AML regulatory authorities (FED and NYSDFS).
- Stay abreast with relevant AML guidelines that are issued by non-regulatory agencies such as FATF, Basel, Wolfsburg, etc.
- Adhere to the MBNY TM Standard Operating Procedures (TM SOP), as well as with other applicable Bank guidelines / procedures, in support of the Line Manager, or designee.
- Support MBNY Compliance effort by providing quality research, as required by the MBNY TM SOP or directed by MBNY Compliance Management.
- Pro-actively escalate critical issues (compliance / regulatory) to Team Lead, or other parties, as required by the MBNY TM SOP.
- When directed by Team Lead or designee, conduct secondary reviews of alert Due Diligence research results.
- Performs any other relevant duties which may be assigned by Team Lead, Manager MBNY TM, MBNY Head of Transaction Monitoring, or MBNY MLRO.
- Meets all prospective and resulting deliverables of joint ROE exams, MBNY QC, QA, and Internal Audit reviews.
- Participate in training sessions, and complete all training assignments, as assigned by the Team Lead, or any other authorized Mashreq employee.
- Work with the Team Lead, or designee in identifying research process efficiencies.
Strive to be prepared to perform the function of Assistant Compliance Manager in their absence.
-
Senior York Compliance
2 days ago
Bengaluru, Karnataka, India Mashreq Full timeJob Description.- Conducting and oversee money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Line Manager, or designee.-...
-
Assistant Vice York Compliance Urgent
2 days ago
Bengaluru, Karnataka, India Mashreq Full timeJob Description.Job Purpose- Manage and oversee teams engaged in money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Line...
-
Bengaluru, Karnataka, India Mashreq Global Services Private Limited Full timeJob Purpose: Manage and oversee teams engaged in money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Line Manager, or...
-
Compliance- Asset Management Compliance
5 days ago
Bengaluru, Karnataka, India Candidate Experience Site - Lateral Full time US$ 90,000 - US$ 1,20,000 per yearOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance...
-
Bengaluru, Karnataka, India Candidate Experience Site - Lateral Full time US$ 1,20,000 - US$ 2,00,000 per yearOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance...
-
Contract Review and Compliance Assistant
2 days ago
Bengaluru, Karnataka, India beBeeLegal Full time ₹ 60,00,000 - ₹ 65,00,000Contract Review and Compliance AssistantAs a Contract Review and Compliance Assistant, you will play a crucial role in supporting the legal operations of our organization. This is an excellent opportunity to develop your legal skills, gain practical experience, and build a professional network.Job Description:Assist in reviewing and drafting contracts,...
-
Compliance Manager
1 day ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000Compliance Professional WantedWe seek an experienced compliance professional to support our compliance efforts in Bengaluru, India. The successful candidate will be responsible for implementing and monitoring compliance frameworks for broking operations.Key ResponsibilitiesImplement compliance frameworks aligned with SEBI regulations.Coordinate with business...
-
Risk and Compliance
3 weeks ago
Bengaluru, Karnataka, India Thepharmadaily Full timeJob DescriptionRoles & Responsibilities- Build knowledge and support the team.- Participate in problem-solving discussions.- Conduct risk assessments to identify potential compliance issues.- Ensure adherence to compliance standards and regulations.- Provide guidance and support on compliance-related matters.- Collaborate with cross-functional teams to...
-
Compliance Analyst- Trade compliance
2 days ago
Bengaluru, Karnataka, India Marmon Holdings, Inc. Full time ₹ 1,04,000 - ₹ 1,30,878 per yearMarmon Technologies India Private LimitedAs a part of the global industrial organization Marmon Holdings—which is backed by Berkshire Hathaway—you'll be doing things that matter, leading at every level, and winning a better way. We're committed to making a positive impact on the world, providing you with diverse learning and working opportunities, and...
-
Bengaluru, Karnataka, India Goldman Sachs Full timeOur division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance Compliance accomplishes these through the firm s enterprise-wide compliance risk management program As an independent control function and part of the firm s second line of defense Compliance...
