Consumer Compliance

Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance Compliance accomplishes these through the firm s enterprise-wide compliance risk management program As an independent control function and part of the firm s second line of defense Compliance assesses the firm s compliance regulatory and reputational risk monitors for compliance with new or amended laws rules and regulations designs and implements controls policies procedures and training conducts independent testing investigates surveils and monitors for compliance risks and breaches and leads the firm s responses to regulatory examinations audits and inquiries You ll be part of a team with members from a wide range of academic and professional backgrounds such as law accounting sales and trading We look for those who possess sound judgment curiosity and are able to adapt to a changing regulatory landscape Your ImpactAre you passionate about digital consumer banking We re looking for an analyst to join our compliance monitoring team covering consumer banking You will focus on analyzing risks by performing a series of tests and discussing findings with the appropriate internal business process owners Additional responsibilities include making recommendations to enhance the compliance monitoring program and the firm s control environment based on findings Our ImpactOur consumer compliance monitoring partners with all functional areas of the Consumer business and you will have responsibility in identifying measuring and mitigating risks The Consumer Compliance Monitoring team performs proactive and ongoing monitoring work focused on consumer regulatory and reputational risks in the firm s businesses The team works closely with business management within Marcus Legal Global Compliance and with other investing divisions with consumer business focus How will you fulfill your potential Support compliance with U S UK consumer financial laws and regulations applicable to consumer products issued in the United States Support execution of the Firm s compliance program for consumer banking operations focusing on consumer facing processes Identify compliance risks associated with business processes and practices in areas related to consumer product pricing and platforms Present findings to compliance senior management Leverage technology to facilitate monitoring and reporting of compliance risk and drive process enhancements Basic Qualifications Bachelor s degree 2 years of experience working with in banking compliance and or auditing Strong analytical and problem solving skills Project management and organizational skills Proficiency in Excel pivot tables VLookups and PowerPoint Willingness to adapt in a fast-paced work environment strong sense of urgency Strong written and verbal communication skills with the ability to summarize observations and present in a clear concise manner to peers Ability to quickly grasp new complex concepts and regulations Ability to identify opportunities for process improvements Ability to work independently and be team-oriented Strong work ethic Preferred Qualifications Basic knowledge of regulations governing the consumer banking industry Experience in compliance monitoring programs Prior experience with reporting applications e g Tableau and or GRC tools e g Archer ABOUT GOLDMAN SACHSAt Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow Founded in 1869 we are a leading global investment banking securities and investment management firm Headquartered in New York we maintain offices around the world We believe who you are makes you better at what you do We re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs Learn more about our culture benefits and people at GS com careers We re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process Learn more https www goldmansachs com careers footer disability-statement html xc2 xa9 The Goldman Sachs Group Inc 2023 All rights reserved Goldman Sachs is an equal employment affirmative action employer Female Minority Disability Veteran Sexual Orientation Gender Identity