Senior York Compliance

4 weeks ago

Bengaluru, Karnataka, India Mashreq Full time
Job Description

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- Conducting and oversee money laundering related alert data collection, analysis, and retention, via the review of transaction(s) generated by Actimize, manual systems, referred or otherwise, that have been raised within a related workflow, and writing a quality data analytics summary, at the direction of the Line Manager, or designee.

- Under the guidance of the Team Lead, exercise Subject Matter Expertise in the Due Diligence research, relevant to cross-border wire transfers, as it pertains to adverse media, subscription-based intelligence sources, and open-source data sources, while understanding the principles of the Compliance Operations of Mashreqbank New York (MBNY), as well as with operations of correspondent financial institutions, in general.

- Manage Analysts, if assigned by the Team Lead. When appropriate, conduct quality review of their work product. When assigned, conduct formal assessment of KPIs and other productivity and quality markers.

- Adhere to relevant regulations and guidelines that are issued by the US BSA/AML regulatory authorities (FED and NYSDFS).

- Stay abreast with relevant AML guidelines that are issued by non-regulatory agencies such as FATF, Basel, Wolfsburg, etc.

- Adhere to the MBNY TM Standard Operating Procedures (TM SOP), as well as with other applicable Bank guidelines / procedures, in support of the Team Lead or designee.

- Support MBNY Compliance effort by providing quality research, as required by the MBNY TM SOP or directed by MBNY Compliance Management.

- Pro-actively escalate critical issues (compliance / regulatory) to the Team Lead, or other parties, as required by the MBNY TM SOP.

- When directed by the Team Lead, conduct secondary reviews of alert Due Diligence research results.

- Performs any other relevant duties which may be assigned by the Team Lead, Manager MBNY TM, MBNY Head of Transaction Monitoring, or MBNY MLRO.

- Meets all prospective and resulting deliverables of joint ROE exams, MBNY QC, QA, and Internal Audit reviews.

- Participate in training sessions, and complete all training assignments, as assigned by the Team Lead, or any other authorized Mashreq employee.

- Work with Team Lead in identifying research process efficiencies.

- Strive to be prepared to perform the function of the Team Lead in their absence.

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