Compliance - Regulatory Compliance Associate

1 week ago

Bengaluru Karnataka, India AQR Full time

**About AQR Capital India**

At AQR India, our employees share a common spirit of academic excellence, intellectual honesty and an unwavering commitment to seeking the truth. We're determined to know what makes financial markets tick - and we'll ask every question and challenge every assumption. We recognize and respect the power of collaboration, and believe transparency and openness to new ideas leads to innovation.

We are currently seeking a detail oriented and analytical individual with strong organizational, research and writing skills, with two to five years of compliance experience to join our Compliance Department.

**Your Role**
- Gather, review and synthesize relevant information and documents to complete and document compliance due diligence reviews.
- Assist in implementation of compliance policies and review for potential process improvement opportunities.
- Track and prepare reports on status and maintain electronic files and documentation for existing and new workstreams.
- Assign and track training for relevant employees.
- Coordinate with other internal teams, regarding legal documents (including NDAs, license agreements) and other items.
- Stay current on industry trends and changes to relevant rules, regulations and laws.

**What You'll Bring**
- A BA or BS and a minimum of two to five years of related experience
- Understanding of the markets and willingness to learn new and complex investment methodologies
- Familiarity with the U.S. federal securities laws including the Investment Advisers Act of 1940 and the Investment Company Act of 1940

**Who You Are**
- Intelligent, energetic and goal-oriented with the ability to juggle multiple tasks, meet deadlines and exercise sound judgment.
- Excellent oral and written communication skills; must be able to confidently collaborate with various departments within the firm.
- Well-organized and detail oriented.
- Highly proficient in Microsoft Word, Excel, PowerPoint, Outlook.
- A self-starter with the ability to follow through and complete tasks in a highly intellectual, collaborative environment.

  • Compliance Smes for Regulatory Compliance

    1 day ago

    Bengaluru, Karnataka, India NTT DATA Full time

    **Req ID**: 342985 We are currently seeking a Compliance SMEs for Regulatory Compliance to join our team in Bangalore, Karnātaka (IN-KA), India (IN). Jr. Business Consultant - Compliance SMEs for Regulatory Compliance in Alternative Investment Management : Work Location : Mumbai **Job Role**: Jr. Business Consultant **Work Location**:...

  • Compliance SMEs for Regulatory Compliance

    16 hours ago

    Bengaluru, Karnataka, India NTT DATA Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Req ID: 342985NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Compliance SMEs for Regulatory Compliance to join our team in Bangalore, Karnātaka (IN-KA), India (IN). Jr. Business...

  • Associate - Compliance Screening

    3 days ago

    Bengaluru, Karnataka, India TerraPay Full time

    **Title: Associate** **Location: Bangalore** **Role overview**: A successful Sanction Screening Associate ensures that their organization remains compliant with all sanction requirements, helps mitigate legal and financial risks, and contributes to a secure and trustworthy financial environment. **How you will create impact**: - **Sanctions Screening...

  • Associate Compliance

    3 days ago

    Bengaluru, Karnataka, India CSC (Corporation Service Company) Full time

    **Title: Associate KYC process** **Department : CoE Operations** **Location : Bangalore, India** **Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. **Your...

  • Executive, Regulatory

    7 days ago

    Bengaluru, India Razorpay Full time

    Job Description Key Responsibilities 1.Regulatory Compliance Support Assist in ensuring the business operates in compliance with applicable laws, regulations, and internal policies. Monitor regulatory updates and assist in evaluating their impact on operations. Support the development and implementation of processes to address regulatory...

  • Prod Compliance Associate, Risc Ops

    1 week ago

    Bengaluru, Karnataka, India ADCI - Karnataka Full time

    The Core Restricted Products (RP) team's charter is to protect Amazon customers from products that are illegal, illegally marketed, or otherwise prohibited or restricted by Amazon policies Key job responsibilities job responsibilities as a Product Compliance Associate may include: - Report violations of rules, regulations, policies, and procedures by...

  • Principal Toxicologist

    2 weeks ago

    Bengaluru, Karnataka, India ChemTox Compliance Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Company DescriptionChemTox Compliance is a global provider of toxicology and regulatory services for Chemicals, Biocides, crop protection, cosmetics, and medical devices. They specialize in UK-REACH, EU-REACH, K-REACH, KKDIK (Turkey), TSCA, BPR, ATEX certification, and food safety regulations such as USFDA, JECFA, FSANZ, EU, and Asia.Role DescriptionDue to...

  • Prod Compliance Associate, Risc Ops

    1 day ago

    Bengaluru, Karnataka, India Amazon.com Full time

    DESCRIPTION The Core Restricted Products (RP) team's charter is to protect Amazon customers from products that are illegal, illegally marketed, or otherwise prohibited or restricted by Amazon policies Key job responsibilities job responsibilities as a Product Compliance Associate may include: - Report violations of rules, regulations, policies, and...

  • Compliance Associate

    3 days ago

    Bengaluru, Karnataka, India NES Internal Full time

    Posted: 02/09/2025 - Competitive Salary - Bangalore, India - Permanent **Ever wanted to ensure compliance is meticulously upheld and legal standards are rigorously maintained? Step into the role of a Legal Associate and be the cornerstone of legal integrity and precision!** **About the Role**: Providing comprehensive legal support to ensure compliance and...

  • Compliance Manager, Global Compliance

    3 days ago

    Bangalore, Karnataka, India Toast Inc Full time

    Now more than ever the Toast team is committed to our customers We re taking steps to help restaurants navigate these unprecedented times with technology resources and community Our focus is on building the restaurant platform that helps restaurants adapt take control and get back to what they do best building the businesses they love And because...