Compliance Officer

7 days ago

Mumbai Maharashtra, India Aluwind Architectural Full time

Manage all employee and business process compliance activity for the entire company
- Analyze all in-force contracts to make sure that each client is getting what they paid for
- Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues
- Develop internal controls and policies designed to ensure that all compliance needs are met
- Work closely with department managers to review all departmental policies for compliance issues.
- Make sure that all legal compliance paid by contractors.
- Attend all compliance related audits and provide required documents.

**Salary**: ₹15,124.58 - ₹35,000.00 per month

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift

Supplemental pay types:

- Performance bonus
- Yearly bonus

**Experience**:

- total work: 2 years (preferred)

Ability to Commute:

- Mumbai, Maharashtra (required)

Ability to Relocate:

- Mumbai, Maharashtra: Relocate before starting work (required)

Work Location: In person

**Speak with the employer**

+91 7506916802

  • Compliance Officer

    2 weeks ago

    Mumbai, Maharashtra, India SMEST Capital Private Limited Full time

    **TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

  • Compliance Officer

    3 days ago

    Mumbai, Maharashtra, India SMEST Capital Private Limited Full time

    **TITLE: Compliance Officer [Fresher]** **Must have received their CS Id number** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for...

  • Compliance Officer

    7 days ago

    Mumbai, Maharashtra, India Theorynine Technologies pvt ltd Full time

    Urgent Requirement for the post of Compliance Officer  Exp - 2 Years  Location: Goregaon Mumbai   Key Responsibilities: - Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) - Analyze, prepare the gist and implications of regulatory communication and broadcast it - Prepare a compliance checklist (both, on-going...

  • Compliance Officer

    1 week ago

    Mumbai, Maharashtra, India Theorynine Technologies pvt ltd Full time

    **Urgent Requirement for the post of Compliance Officer** ** Exp - 2 Years** ** Location: Goregaon Mumbai** **Education - Commerce graduates doing compliance related work** **1. Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) Analyze, prepare the gist and implications of regulatory communication and broadcast it...

  • Compliance Officer

    1 day ago

    Bandra, Mumbai, Maharashtra, India SMEST Capital Private Limited Full time

    **TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...

  • Compliance Officer

    2 weeks ago

    Mumbai Central, Mumbai, Maharashtra, India Pro Staffing Full time

    **Job Title: Compliance Officer (Full-Scope)** **Department**: Compliance **Reports to**: Operations Head / Managing Director **Company**: Pro Staffing **Location**: Remote **Purpose of the Role** The role combines both action and accountability — managing day-to-day compliance processing while maintaining continuous audit readiness, system accuracy,...

  • Compliance and Operations Officer

    7 days ago

    Mumbai, Maharashtra, India Radha Investment Advisors LLP Full time

    Designation: Compliance and Operations officer Role: Compliance and Operations Department: Fund Management Team Location: Nariman Point, Mumbai Joining Date: Immediate Employment Type: Full - Time Qualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA) Experience: 0 - 3 years Mandatory Requirement: a) Should be Post Graduate. b) Must obtain...

  • Compliance Officer

    1 day ago

    Andheri, Mumbai, Maharashtra, India Ananta resource Management Full time

    SCOPE OF WORK : DP Head and Compliance Officer: - VAR File Updating (Pledge & MTF Module). - MTF Report Checking. - Holding Statement Reporting to All Exchanges. - Creation of Pledge - Release of Pledge - Pledge & Re-Pledge Reconciliation. - MTF Stock Reconciliation. - Margin Reporting Checking. - Valuation of Securities & Margin Verifying for Segregation...

  • Compliance Officer

    2 weeks ago

    Mumbai, India Guidepoint Full time

    **Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

  • Compliance Officer

    5 days ago

    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Job Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...