Compliance Officer

1 day ago

Andheri Mumbai Maharashtra, India Ananta resource Management Full time

SCOPE OF WORK : DP Head and Compliance Officer:

- VAR File Updating (Pledge & MTF Module).
- MTF Report Checking.
- Holding Statement Reporting to All Exchanges.
- Creation of Pledge
- Release of Pledge
- Pledge & Re-Pledge Reconciliation.
- MTF Stock Reconciliation.
- Margin Reporting Checking.
- Valuation of Securities & Margin Verifying for Segregation file Daily.
- Cross Bill Daily.
- CDAS Report Checking.
- Downloading files from CDAS as required.
- BO Grievance Report Submitting to CDSL.
- Upload the details of all complaints received during the month to all Exchanges (NSE/BSE/MCX) and on Website.
- STR Reporting to BSE Monthly.
- Reporting to concern exchanges as informed by COO.
- Supporting all department as they required.
- Concurrent Audit of CDSL with the help of Amruta.
- Requirements of Internal Audit and Inspection of CDSL and Exchanges as informed by COO.
- System setting / Master setup in Tradeplus / Cross
- Solving software related Query  with Tradeplus

Billing / Arbitrage scope of work
- Entire Billing  process  of  CASH, FNO,MCX, CURRENCY
- Short Payin & Payout reporting to  exchange and client
- Span file upload.
- Daily Brokerage statement and bill summary reporting to Anil Sir
- Arbitrage Billing Process
- Margin upload and checking and verification

**Job Types**: Full-time, Permanent

**Salary**: ₹55,000.00 - ₹60,000.00 per month

**Benefits**:

- Paid time off

Schedule:

- Day shift
- Fixed shift
- Monday to Friday
- Morning shift

Supplemental pay types:

- Performance bonus

**Experience**:

- VAR,pledge reconciliation,report making: 4 years (required)
- DP Head and Compliance Officer.: 4 years (required)
- billing process,stock recpnciliation: 3 years (required)

**Location**:

- Andheri, Mumbai, Maharashtra (required)

Ability to Commute:

- Andheri, Mumbai, Maharashtra (required)

Ability to Relocate:

- Andheri, Mumbai, Maharashtra: Relocate before starting work (required)

Work Location: In person

**Speak with the employer**

+91 6398843607

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