Compliance Officer

Roles & Responsibilities Regulatory Oversight: 1. Ensure compliance with employment laws, regulations, and organizational policies. 2. Monitor changes in labor laws and update policies accordingly. Policy Development: 3. Frame, Develop, implement, and maintain HR policies and procedures that reflect best practices and legal standards. 4. Regularly review...

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

Designation: Accounts Officer Location: Malad Qualification: B.Com/ M.Com/ CA /ICWA Industry Preference: NBFC Keyskills: Bookkeeping, financial reporting, budgeting, Tax compliance, Audit support, Cash flow management **Job Types**: Full-time, Permanent Pay: ₹600,000.00 per year **Benefits**: - Health insurance - Provident Fund Schedule: - Day...

**Experience**: Minimum 1 Year **Key Responsibilities** - **Statutory Compliance & Corporate Governance**: - Ensure the company complies with all statutory and regulatory requirements under the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other applicable laws for listed SMEs. - Act as the Compliance Officer, responsible for monitoring the share...

**Job Title: Security and Compliance Officer** **Location: Borivali West, Mumbai** **Company: Global Advertisers Pvt Ltd** Global Advertisers Pvt Ltd is seeking diligent and experienced retired police officers to join our team as Security and Compliance Officers. The primary responsibilities include monitoring CCTV cameras, ensuring billboards and...

**Job description: -** - Conducting compliance risk assessment training workshops - Conducting internal reviews and audits - Conducting environmental audits to ensure the company meets environmental requirements - Advising internal management and business partners on the implementation of compliance programs - Developing risk management strategies -...

ob Title: Compliance Officer Company Name - CapitalSquare Financial Services Private Limited Location: Mumbai Reporting To: Compliance Head / Senior Management About the Company: CapitalSquare Financial Services Private Limited is a dynamic trading member registered with the Bombay Stock Exchange (BSE). We specialize in delivering comprehensive trading...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

Rikhav Securities ltd. is a Listed company in BSE, we are a stock broking firm since 2006. we are looking for the experience compliance officer from the Stock Broking Firm. - Responsible for regulatory compliance in a stockbroking business and regulatory audit - assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. - Manage all...

Opportunity to work with a leading stock broking firm in **Mumbai, Andheri East**. **Experience Required**: - **5+ years of experience as a Compliance Officer in a stock broking firm or financial services company. (Mandatory to have experience in Stock Broking business)** - Proven track record of managing regulatory compliance and dealing with SEBI...