Avp - Cco Markets

Job Title: AVP - CCO Markets
Location: Mumbai

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Working Flexibly

We’re committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers’ and clients’ needs. Whether you have family commitments or you’re a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life.
If you would like some flexibility then please discuss this with the hiring manager.

Hybrid Working

Please discuss the detail of the working pattern options for the role with the hiring manager.

Introduction:
The role within BI first line of defence is responsible for ensuring effective governance is maintained across key customer processes underpinning controls, to strengthen the control environment. This includes providing control business partnership services to the business which allow for targ

What will you be doing?

Understanding and implementing a Supervisory Governance framework that enables Global Markets to achieve its business goals in a demonstrably safe and controlled manner, within the risk appetite of the firm and in compliance with regulations.
- Working with business and functions on all aspects of risk and control related activities including but not limited to:

- remediation activities as a result of PRA Trading Controls regulatory requirements and/or internal Assurance identified issues,
- helping to drive control initiatives globally to ensure the business is effectively managing all of its operational and conduct risks.
- Working with business and functions to compile reports or required data on the status of Governance for the business line control meetings, and regulatory enquiries
- Helping to build an end-to-end trading supervision system for the Global Markets business improving architecture & design, user experience, connect-the-dots capabilities by processes, procedures, risks, in accordance with regulations and the Barclays Control Framework.
- Helping to ensure the business has the capability to identify, design and implement appropriate business controls, testing and quality assurance that ensures risks are flagged and highlighted proactively and providing expert technical advice and insight to support.
- Helping with thematic control remediation programmes and to assist in the coordination and completion of remediation activities.
- Engaging with the global CCO Control Business Partners, Business Management, Supervisors and other Key Stakeholders to provide regular feedback on control initiatives
- Ensure timely delivery of controls, assess effectiveness of controls and also maintain the supervisory controls tool
- Generate periodic MI reports to be submitted to the onshore supervision stakeholders
- Conduct supervisory trainings for new supervisors to explain them of their supervisory responsibilities
- Develop, implement and maintain an efficient and effective supervision control framework. Review & provide resolution for escalation raised by Supervisors, along with providing the sign-off rates to various governance forums
- Preparing Business specific WSP manuals, along with providing relevant information to Regulators/Compliance & Audit teams

What we’re looking for:

- Highly organised, with ability to prioritise and work under pressure, delivering to tight deadlines and multiple demands across a ‘matrix’ organisation.
- The role holder will have a high degree of decision-making authority, and needs to demonstrate ability to influence upwards.
- Collaborative and able to share best practice at all levels.
- Experience in a relevant environment that demonstrates the skill of implementing new frameworks and processes that are innovative and enablers of growth.
- Mindset of using technology to best advantage to minimise manual tasks and improve quality of information
- Experience in a control, governance or oversight function.
- Track record of managing multiple stakeholders with different needs.
- Superior analytic