Compliance Associate

5 days ago

Mumbai, India Third Bridge Full time

Company Description

Third Bridge was founded on the belief that human insights drive intelligent investment decisions.

To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 1400 employees located across eight global offices.

Third Bridge operates in a global, multi-billion-dollar market with double digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest growing companies.

**Job Description**:
**Position Overview**

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices.

**Skills**
- Organised with excellent attention to detail.
- Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to prioritise competing goals and interests and manage time effectively.

**Responsibilities**
- Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner.
- Answering internal queries on compliance decisions.
- Escalating non-compliant or complex questions from the business or requests as and when required.
- Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.

**Qualifications**:

- Degree level qualification (or equivalent)
- Previous legal or compliance experience is preferred
- Fluency in both written and spoken English is essential

Please note the working hours for this vacancy are to predominantly support the UK and US offices and therefore require a three week rotation between second shift and weekend work as set out below:

- Week 1 and 2: Monday to Friday from 3:00pm to 12:00am
- Week 3: Tuesday to Friday 12:30pm to 9:30pm and Saturday & Sunday 9:00am to 12:00pm

Additional Information
**Why work for us?**
- Competitive salary
- Medical insurance
- Personal annual learning and development budget
- 2 days’ off per year for Community/Corporate Social Responsibility activity

All your information will be kept confidential according to EEO guidelines

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