Compliance Associate
16 hours ago
Overview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing and ensuring compliance with all regulatory requirements, frameworks. What we're looking for Assist in regulatory reportings, ensuring timely and accurate submissions to exchanges on their portals To oversee daily SEBI and Exchange circulars and implement their compliance requirements Manage and oversee regulatory inspections, periodic regulatory audits ensuring timely resolutions of findings/ observations To assist in employee compliance requirements including mandatory trainings, declarations and provide relevant assistance as required Partner with key stakeholders to assess business strategies and identify operational and compliance risks and solutions Assist the Head of Compliance in the generation of presentations, training and communications, and compliance with statutory reporting requirements Provide guidance to the IT department on the development and testing of IT systems, processes and controls Develop, maintain and enhance operations and compliance systems, trading controls and reporting capability. To assist in developing and maintaining regulatory programs, compliance manuals, policies, and procedures, as well as their effective implementation. Interact with Susquehanna operational and compliance colleagues in Asia, the EU & US for cross border projects. Applicant Requirements Thorough understanding of Indian corporation law & securities, derivatives, and Commodities market laws. Through understanding of Exchange Compliance requirements and familiarity with their reporting systems Indian clearing house margin, clearing & settlement rules & procedures (preferred). Indian privacy law and data security law (preferred). 2+ years of experience in regulatory compliance, with an equity, derivative market experience/exposure is preferred. NISM series IIIA &VII ceritifications Company Secretary/ Charted accountant background is preferred Personal Skills Excel at building collaborative partnerships with stakeholders Strong ability to interpret regulations and legislation Excellent oral, written, and interpersonal communication skills with the ability to communicate complex information to all levels in English Exhibit a strong solution focused approach which leads to timely resolutions Work autonomously and as a member of wider APAC team. Ability to provide presentations & training to colleagues as required. Ability to draft & review operational, compliance, risk & IT policy & procedures.
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Compliance Associate
4 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
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Compliance Associate
2 days ago
Mumbai, Maharashtra, India TIAA Full timeSpecialist - Compliance (Monitoring, Surveillance & Reporting) The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues and...
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Compliance Associate
3 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
3 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
4 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
4 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
6 days ago
Mumbai, Maharashtra, India Guidepoint Full time ₹ 12,00,000 - ₹ 24,00,000 per yearOverviewThe Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...
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Compliance Associate
6 days ago
Mumbai, India Third Bridge Full time**Company Description**: Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist...
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Compliance Associate
7 hours ago
Mumbai, India Third Bridge Full timeCompany Description Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist of...
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IT Security Compliance Associate
1 week ago
Mumbai-suburbs, India Acura Solution Full time ₹ 4,00,000 - ₹ 6,00,000 per yearJob Description:Profile: IT Security Compliance Associate Position: IT Security Compliance Associate Dept: Project Management Office (PMO) Qualification: B. Tech/B. E. in Computer Science or IT, or similar related field, from an institute of repute; or BSC. Certification (If any): IT or Information Security (like CompTIA Security+, CEH) Experience: 1 to 2...
