Compliance Associate
9 hours ago
Company Description
Third Bridge was founded on the belief that human insights drive intelligent investment decisions.
To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.
Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 900 employees located across eight global offices.
Third Bridge operates in a global, multi-billion-dollar market with double digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest growing companies.
**Job Description**:
**Position Overview**
At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge’s Community Generated Content (CGC) and Forum departments to join our Compliance team in Mumbai.
Forum involves moderated Interviews of industry experts which our clients can access transcripts of through our Forum portal.
CGC offers clients 1:1 expert consultations in return for their engagement being recorded, transcribed and distributed after a blackout period to our Forum clients. This is a content type of investor-led expert Interviews, expanding Forum's breadth and depth of coverage across companies and industries that are of interest to the investment community.
**Responsibilities**:
In this role you will:
- Review and approve interview transcripts, specifically to identify confidential information and other inappropriate content
- Work with researchers and analysts to finalize content for publication
- Ensure compliance with internal processes and procedures
- Serve as a compliance resource for Third Bridge
- Work as part of a global team servicing the needs of stakeholders in multiple geographies and departments
**Skills**
- Organized with excellent attention to detail for proofreading and identifying compliance issues
- Excellent oral and written English communication skills
- Ability to understand and interpret complex financial concepts from a compliance perspective
- Ability to develop strong working relationships across the organization, working with all levels and all offices globally
**Qualifications**:
- Bachelor's Degree required
- Previous legal, compliance, compliance audit or compliance risk experience strongly preferred
- Law or other graduate degree preferred
Additional Information
What can you expect
- Competitive salary
- Medical and life insurance
- Study support
- 2 days’ off per year for community/corporate responsibility activity
All your information will be kept confidential according to EEO guidelines.
-
Compliance Associate
4 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
-
Compliance Associate
2 days ago
Mumbai, Maharashtra, India TIAA Full timeSpecialist - Compliance (Monitoring, Surveillance & Reporting) The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues and...
-
Compliance Associate
17 hours ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
-
Compliance Associate
4 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
-
Compliance Associate
4 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
-
Compliance Associate
3 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
-
Compliance Associate
3 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
-
Compliance Associate
6 days ago
Mumbai, Maharashtra, India Guidepoint Full time ₹ 12,00,000 - ₹ 24,00,000 per yearOverviewThe Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...
-
Compliance Associate
6 days ago
Mumbai, India Third Bridge Full time**Company Description**: Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist...
-
IT Security Compliance Associate
1 week ago
Mumbai-suburbs, India Acura Solution Full time ₹ 4,00,000 - ₹ 6,00,000 per yearJob Description:Profile: IT Security Compliance Associate Position: IT Security Compliance Associate Dept: Project Management Office (PMO) Qualification: B. Tech/B. E. in Computer Science or IT, or similar related field, from an institute of repute; or BSC. Certification (If any): IT or Information Security (like CompTIA Security+, CEH) Experience: 1 to 2...