Compliance Associate

4 hours ago

Mumbai, Maharashtra, India Guidepoint Full time ₹ 12,00,000 - ₹ 24,00,000 per year

Overview

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance platform and we invite motivated professionals to join us and grow in this thriving environment.

Guidepoint is seeking a Compliance Associate to join its global Compliance Department. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing guidance to our business colleagues when dealing with complex compliance issues.

What You'll Do:

Conducting Due Diligence of documents.Provide initial and ongoing training for client interfacing employeesRespond to daily questions from our sales and service teamsConduct a compliance portal overview to prospective and existing clientsImplement client related protocols into our proprietary databaseAssist our technology team in implementing compliance related controls

What You Have:

Bachelor's Degree required demonstrating a strong level of achievement (Degree in Law/ LLB preferred)Proactive and self-motivatedExceptional analytical skillsExperience using compliance search toolsMinimum of 2+ years of regulatory compliance experience in financial services preferredKnowledge of financial industry regulations and due diligence preferred

What We Have:

Competitive compensationEmployee medical coverageCentral office locationEntrepreneurial environment, autonomy, and fast decisionsCasual work environment

About Guidepoint:

Backed by a network of nearly 1.75 million experts, and Guidepoint's 1,600 employees worldwide, we inform leading organizations' research by delivering on-demand intelligence and research on request. With Guidepoint, companies and investors can better navigate the abundance of information available today, making it both more useful and more powerful.

At Guidepoint, our success relies on the diversity of our employees, advisors, and client base, which allows us to create connections that offer a wealth of perspectives. We are committed to upholding policies that contribute to an equitable and welcoming environment for our community, regardless of background, identity, or experience.

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