
Compliance Associate
1 day ago
Associate - Compliance (Marketing Review)
The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory requirements.
Educational Requirements
- University (Degree) Preferred
Work Experience
- 2+ Years Required; 3+ Years Preferred
Physical Requirements
- Physical Requirements: Sedentary Work
Career Level
6IC
Related Skills
Adaptability, Collaboration, Communication, Compliance, Conflict Management, Detail-Oriented, General Risk Management, Problem Solving, Relationship Management, Risk Mitigation, Risk Reporting
___________________________________________________
Company Overview
TIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent, reduce risk by insourcing key platforms and processes, as well as contribute to innovation with a focus on enhancing our technology stack. TIAA Global Capabilities is focused on building a scalable and sustainable organization, with a focus on technology, operations and expanding into the shared services business space.
Working closely with our U.S. colleagues and other partners, our goal is to reduce risk, improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.
We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.
Accessibility Support
Phone: (800) 842-2755
Privacy Notices
For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click
here
For Applicants of TIAA, Nuveen and Affiliates residing in California, please click
here
For Applicants of Nuveen residing in Europe and APAC, please click
here
For Applicants of Greenwood residing in Brazil (English), click
here
For Applicants of Greenwood residing in Brazil (Portuguese), click
here
For Applicants of Westchester residing in Brazil (English), click
here
For Applicants of Westchester residing in Brazil (Portuguese), click
here
.
-
Compliance Associate
1 week ago
Mumbai, Maharashtra, India COMMERCIAL CONSULTANY COUNSEL Full time**Position**: Compliance Associate - Customs **Location**: Amona, Goa Qualification**:I WANT A MALE LAW GRADUATE- READY TO RELOCATE TO GOA** **Timings**: Monday - Friday (10 am - 5:30 pm) ; Saturday (10 am -2 pm ) **Employment Type**: Full-time; Fresher with 6 months experience **Role Overview**: **Key Responsibilities**: - **Warehouse Compliance**: -...
-
Compliance Associate
2 weeks ago
Mumbai, Maharashtra, India Guidepoint Full time**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...
-
Compliance Associate
2 weeks ago
Mumbai, Maharashtra, India, Maharashtra Haachi Business Solutions Private Limited Full timeCompliance AssociateRole Type: Full-TimeLocation: Mumbai (BKC)Search Partner: HaachiThe Opportunity: Partner with a Global Market MakerWe are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and...
-
Associate - Compliance
10 hours ago
Goregaon, Mumbai, Mumbai Suburban, India Hinduja Global Solutions (HGS) Full time ₹ 2,50,000 - ₹ 7,50,000 per yearJob Title: Associate / Senior Associate ComplianceLevel: Associate / Senior AssociateDepartment: ComplianceExperience: 2–8 years of related experienceLocation: Bandra, MumbaiQualification: Graduate / Post GraduateCore Skills RequiredLabour CompliancesOnline RegistrationLegal & Statutory CompliancesGovernment LiaisoningCompliance & IT IntegrationOnline...
-
Ecc Compliance Associate
7 days ago
Mumbai, Maharashtra, India TIAA Full timeCompliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...
-
Compliance Associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
-
Compliance Associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and...
-
Compliance associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making. ...
-
Compliance Associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-TimeLocation: Mumbai (BKC)Search Partner: HaachiThe Opportunity: Partner with a Global Market MakerWe are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making...
-
Compliance Associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-TimeLocation: Mumbai (BKC)Search Partner: HaachiThe Opportunity: Partner with a Global Market MakerWe are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making...