Compliance Officer

2 days ago

Mumbai, India Antal International Full time
Job Description

Department: Compliance

Role & Responsibilities:

The Compliance assistant assist the Head-Compliance/CCO in performing his/her compliance related responsibilities. He/ she shall primarily focus on compliance related activities. Monitoring compliance of the Bank’s internal policies and fair practices codes Vetting/disseminating regulatory guidelines/instructions to Business teams and Support functions Arranging for response/clarifications to the queries/information requests by the Bank staff to Head compliance/CCO and coordinating with all staffs for compliance related matters Preparing all compliance related reports and placing to Head –Compliance for vetting and checking. Playing supporting role in identifying, assessing and documenting the compliance risks with regard to the business activities and to take with any issues with Head compliance for guidance Identifying emerging areas of compliance risk and ways to mitigate them Promptly reporting to the Head-Compliance on any material compliance failure, wherever he found Ensuring strict compliance of the Anti Money Laundering regulations, and monitoring and reviewing the operations in order to prevent / detect money laundering and illegal funding activities and ensure KYC guidelines Maintain all documentation as required by the Head Office and Bank’s record retention policy. Overseeing all practical preparatory tasks for the branch opening until the official launch.

Knowledge, Skill and Abilities

Knowledge of Compliance regulations. Skill on operating equipment such as PC, software(MS Office, etc) and IT systems

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