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Financial Services Compliance Specialist
2 weeks ago
Hiring for a leading financial services firm in Mumbai.
We are seeking an experienced Broking Auditor to join our team.
- Perform audits on broking operations to verify adherence to compliance and regulatory requirements.
- Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.
- Perform detailed audits of broking activities, including trading practices, client transactions, and account management.
The ideal candidate will have:
- Strong knowledge of financial regulations and industry standards.
- Experience with auditing and risk management.
- Excellent analytical and communication skills.
This role offers:
- Competitive salary and benefits package.
- Opportunities for professional growth and development.
- A dynamic and supportive work environment.
Our company values and rewards hard work and dedication. As a member of our team, you can expect:
- A collaborative and inclusive work culture.
- Ongoing training and development opportunities.
- Recognition and reward for outstanding performance.
