Principal Compliance Officer

1 day ago


Mumbai, Maharashtra, India beBeeEthics Full time ₹ 20,00,000 - ₹ 30,00,000
Compliance and Ethics Lead

As a Compliance and Ethics Lead, you will champion ethical behavior and integrity across the organization. This strategic role is responsible for embedding ethical principles into decision-making and leadership practices.

Key Responsibilities:
  • Conduct internal investigations into ethical violations, ensuring thorough analysis and fair outcomes.
  • Develop and maintain compliance programs to prevent sexual harassment, including training and committee coordination.
  • Design and deliver ethics training sessions across departments, fostering a culture of integrity and accountability.
  • Review and update policies related to ethics, compliance, and workplace conduct, ensuring alignment with regulatory standards.
  • Collaborate with HR and legal teams to address emerging risks and ensure organizational values are upheld.
Strategic Functions:
  • Shape organizational culture by promoting ethical leadership and decision-making practices.
  • Monitor compliance trends and develop strategies to mitigate risks.
  • Advise senior leadership on complex ethical dilemmas and policy implications.
  • Support ESG initiatives through proactive oversight and guidance.
Required Skills & Competencies:
  • Strong understanding of corporate governance, labor laws, and regulatory frameworks.
  • High emotional intelligence and discretion in handling sensitive matters.
  • Ability to drive change and promote ethical behavior across all levels of the organization.
Professional Attributes:
  • Excellent communication and interpersonal skills.
  • Proven ability to influence and engage stakeholders at all levels.


  • Mumbai, Maharashtra, India JP Morgan Chase & Co. Full time

    Job DescriptionExciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.Job summary:As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.Job responsibilities:- Responsible for implementation of...


  • Mumbai, Maharashtra, India beBeeCorporate Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title :: Corporate Governance ProfessionalAs a seasoned corporate governance professional, you will be responsible for ensuring compliance with regulatory requirements and maintaining accurate records. Your expertise in statutory compliances, minutes, registers, policies, and meeting management will be crucial to the success of this role.Key...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,92,02,695 - ₹ 3,43,92,322

    We are seeking a highly skilled Compliance Officer and Risk Management Specialist to join our team.As a key member of our compliance team, you will be responsible for providing regulatory compliance coverage and risk management expertise across various aspects of our business.Your primary responsibilities will include:Implementing a comprehensive compliance...

  • Compliance Officer

    5 days ago


    Mumbai, Maharashtra, India beBeecompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000

    Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...

  • Principal Officer

    3 weeks ago


    Mumbai, Maharashtra, India Rockstud Capital Full time

    Company Overview Rockstud Capital is a prominent alternative asset manager specializing in advising and managing funds under SEBI registered schemes such as CAT-II Venture Capital Hybrid AIF fund CAT I AIF Angel Fund and Portfolio Management Services PMS Emphasizing a customer-first approach and performance-driven strategies Rockstud Capital is...

  • Compliance Officer

    4 days ago


    Mumbai, Maharashtra, India beBeeGovernance Full time ₹ 32,00,000 - ₹ 37,50,000

    Senior Governance ProfessionalThis is a key leadership role that entails overseeing the organization's governance and regulatory functions with precision, efficiency, and zero deviation.Main Responsibilities:Design and implement a robust compliance framework for the organization's multi-entity structure.Assume the principal custodian of all group-level...

  • Compliance Officer

    4 days ago


    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 14,99,999 - ₹ 24,99,999

    Job Title: Compliance Officer">About the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our organization, you will play a vital role in ensuring that we maintain high standards of compliance and risk management.">Key Responsibilities:


  • Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 1,20,00,000 - ₹ 1,50,00,000

    Compliance professionals seeking a leadership role will find this opportunity compelling. The successful candidate will oversee regulatory compliance coverage, leading a robust framework implementation and providing advisory services to business teams.Key Responsibilities:Develop and implement a comprehensive compliance program for the organization.Lead...

  • Compliance Officer

    2 days ago


    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,10,000

    Job Title: Compliance OfficerAbout the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team.The ideal candidate will have a strong understanding of corporate ethics frameworks, regulatory compliance, and case management.Key Responsibilities:Review investigation reports for accuracy and completeness, ensuring all necessary...


  • Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 3,20,00,000 - ₹ 3,75,00,000

    Regulatory Compliance Leader">The primary objective of this role is to serve as the cornerstone of governance and regulatory operations within our organization.">A highly respected professional with a proven track record in managing complex compliance frameworks, this individual will oversee the implementation of robust systems that guarantee adherence to...