Principal Compliance Officer

Job DescriptionExciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.Job summary:As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.Job responsibilities:- Responsible for implementation of...

Compliance and Ethics LeadAs a Compliance and Ethics Lead, you will champion ethical behavior and integrity across the organization. This strategic role is responsible for embedding ethical principles into decision-making and leadership practices.Key Responsibilities:Conduct internal investigations into ethical violations, ensuring thorough analysis and fair...

We are seeking a highly skilled Compliance Officer and Risk Management Specialist to join our team.As a key member of our compliance team, you will be responsible for providing regulatory compliance coverage and risk management expertise across various aspects of our business.Your primary responsibilities will include:Implementing a comprehensive compliance...

Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...

Company Overview Rockstud Capital is a prominent alternative asset manager specializing in advising and managing funds under SEBI registered schemes such as CAT-II Venture Capital Hybrid AIF fund CAT I AIF Angel Fund and Portfolio Management Services PMS Emphasizing a customer-first approach and performance-driven strategies Rockstud Capital is...

Senior Governance ProfessionalThis is a key leadership role that entails overseeing the organization's governance and regulatory functions with precision, efficiency, and zero deviation.Main Responsibilities:Design and implement a robust compliance framework for the organization's multi-entity structure.Assume the principal custodian of all group-level...

Job Title: Compliance Officer">About the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our organization, you will play a vital role in ensuring that we maintain high standards of compliance and risk management.">Key Responsibilities:

Compliance professionals seeking a leadership role will find this opportunity compelling. The successful candidate will oversee regulatory compliance coverage, leading a robust framework implementation and providing advisory services to business teams.Key Responsibilities:Develop and implement a comprehensive compliance program for the organization.Lead...

Job Title: Compliance OfficerAbout the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team.The ideal candidate will have a strong understanding of corporate ethics frameworks, regulatory compliance, and case management.Key Responsibilities:Review investigation reports for accuracy and completeness, ensuring all necessary...

Regulatory Compliance Leader">The primary objective of this role is to serve as the cornerstone of governance and regulatory operations within our organization.">A highly respected professional with a proven track record in managing complex compliance frameworks, this individual will oversee the implementation of robust systems that guarantee adherence to...