Compliance Risk Management

3 weeks ago

Mumbai, Maharashtra, India JP Morgan Chase & Co. Full time
Job Description

Exciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.

Job summary:

As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.

Job responsibilities:

- Responsible for implementation of compliance framework for JPMSI.
- Act as the Principal officer for JPMSI, which includes AML/KYC coverage.
- Responsible for regulatory advisory to the business/operations teams and other stakeholders.
- Evaluate compliance with relevant regulations, identify issues, assess the impact of new / amended regulations and work with business management to help them implement the same.
- Provide updates to the board on regulatory developments.
- Engage with RBI SSM team for inspection and other RFIs and co-ordinate with internal stakeholders for providing data/information as sought by RBI.
- Review policies pertaining to JPMSI based on regulatory changes / requirements.
- Work with various regional teams and provide them with necessary updates regarding local regulations.
- Represent compliance on LE governance forums.

Required qualifications, capabilities, and skills:

- Minimum 8-10 years of related experience in Compliance field.

Preferred qualifications, capabilities, and skills:

- Chartered Accountant, Master's degree, Company Secretaryor other closely related professional qualification will be beneficial.
- Experience of India AML / KYC regulatory requirements is an advantage.
- Interactions with regulators and industry bodies is an advantage.

Competencies:

- Ability todevelop and maintain productive relationships with key internal stakeholders across all levels
- A solution driven approach, with exemplary problem solving skills
- Ability to prioritize
- Ability to work effectively alone and as part of a team, at a local and regional level
- Good analytical ability
- Excellent written and verbal communication skills.

  • Compliance and Risk Management Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Title: Compliance and Risk Management SpecialistWe are seeking a seasoned professional to join our team as a Compliance and Risk Management Specialist. This role is responsible for ensuring that all business activities are conducted in accordance with regulatory requirements and industry standards.About the Role:Manage risk-based supervision activities,...

  • Assistant Manager

    2 weeks ago

    Mumbai, Maharashtra, India beBeeRiskManagement Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Description:">We are seeking a highly skilled Risk and Compliance professional to join our team. As an Assistant Manager, you will be responsible for assisting in conducting risk assessments, developing and implementing risk mitigation strategies, and monitoring key risk indicators (KRIs).">Key Responsibilities:">">Assist in conducting risk assessments...

  • Compliance And Senior Risk Manager

    2 weeks ago

    Mumbai, Maharashtra, India Wipro Full time

    IntroductionWipro is a leading global information technology consulting and business process services company We harnessthe power of cognitive computing hyper-automation robotics cloud analytics and new groundbreaking technologies to help our clients adapt to the digital world and make them a successful and innovative company We are an organization...

  • Compliance Risk Management

    3 weeks ago

    Mumbai, Maharashtra, India JPMorganChase Full time

    Job DescriptionJob DescriptionExciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.Job SummaryAs the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.Job Responsibilities- Responsible for...

  • IT Compliance and Risk Management Expert

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,50,00,000

    Information Security Audit Lead: IT Compliance and Risk Management Expert Needed

  • Compliance Manager

    3 weeks ago

    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range - 8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

  • Compliance Manager

    3 weeks ago

    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years, preferably from a Trustee background Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and...

  • Cyber Risk Management and Compliance Professional

    2 weeks ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,50,00,000

    Job Title: Cyber Risk Management and Compliance ProfessionalITC is seeking an experienced Cyber Risk Management and Compliance Professional to lead the organization's end-to-end vulnerability lifecycle. The ideal candidate will be responsible for aligning risk and compliance efforts with regulatory mandates.Key Responsibilities:Lead Vulnerability Management...

  • Compliance Officer

    1 week ago

    Mumbai, Maharashtra, India beBeeRiskmanagement Full time ₹ 1,04,000 - ₹ 1,30,878

    **Job Overview**This role is focused on driving risk management and compliance initiatives across various business units. The successful candidate will have a strong background in compliance, ethics, and regulatory affairs.**Responsibilities**Develop and implement effective compliance programs to mitigate risks and ensure adherence to regulatory...

  • Risk Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,50,00,000

    Job Title:Description:We are seeking a detail-oriented professional to join our Risk and Compliance Systems Testing team. The role focuses on functional validation, UAT execution, and regulatory alignment across platforms like Callisto and Antares, supporting global banking and financial risk operations.Testers with 2-8 years of experience in Risk...