
Surveillance Investment Oversight Specialist
3 days ago
Job Title: Surveillance Analyst
Job Summary: We are seeking skilled professionals to review, analyze, and investigate market abuse trading activity in a front office conduct surveillance team.
Key Responsibilities:
- Review, analyze & investigate market abuse trading alerts as per guidelines.
- Document and upload analysis results for record-keeping with accuracy and timeliness.
- Use research tools (Bloomberg, Reuters, etc.) for deeper investigations.
- Escalate suspicious activities for further investigation and report daily activities.
Contributing Responsibilities:
- Ensure timely and accurate escalation of alerts to level 2 investigators.
- Comply with company procedures, regulatory standards, and industry best practices.
- Collaborate with team members and stakeholders, adapting to changing procedures.
- Meet quality assurance standards and expected daily closure volumes.
Requirements:
• 2+ years of experience in banking/financial industry (3+ preferred)
• Strong understanding of capital markets and market abuse types
• Analytical mindset with investigative skills to detect red flags
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