Compliance Regulatory Specialist

15 hours ago


Mount Abu, Rajasthan, India beBeeAudit Full time ₹ 60,00,000 - ₹ 1,20,00,000
Regulatory Compliance Analyst

At our organization, we seek a skilled professional for an urgent role in regulatory compliance.

Key Responsibilities:
  • Analyse system and cyber audit reports submitted by trading members and stockbrokers to ensure timely submission.
  • Review management information systems for delays, non-compliance, and non-submissions related to regulatory matters.
  • Address ATR and follow-on issues related to non-submissions, delays, and non-compliance in regulatory reporting.

The ideal candidate will possess strong analytical skills, attention to detail, and effective communication. Proficiency in Microsoft Office and ability to learn new systems quickly are essential.

Requirements:
  • CISA certification (completed or pursuing) along with a CA or MBA finance graduate or BE/B.Tech degree, preferably with CISA and CA qualifications.
  • 0-2 years of experience in auditing or related fields.

As a key team member, you will be responsible for ensuring accurate and timely submissions of system and cyber audit reports, resolving queries, and maintaining the integrity of these reports. If you are a motivated individual with excellent problem-solving skills, this opportunity aligns with your expertise.



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