
Regulatory Compliance Specialist
24 hours ago
We are seeking an experienced Compliance Officer to join our team. As a key member of the organization, you will be responsible for ensuring that all regulatory requirements are met and maintained.
- Implement daily compliance monitoring across departments, tracking actionable circulars and notifications from regulators.
- Settle client balances and maintain knowledge of related financial transactions.
- Prepare documentation for AP registration/cancellation and stay informed about relevant compliances.
- Provide NEAT/CTCL terminal support and maintain accurate MIS records.
- Submit regular regulatory returns to exchanges and handle day-to-day compliance tasks.
- Collaborate with exchanges, clients, and departments on compliance matters.
- Record client transaction data accurately.
- Develop and maintain applications/documentation in line with exchange rules and regulations.
Interested candidates can share their updated resumes with us.
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