Senior Regulatory Compliance Manager

Regulatory Compliance SpecialistThis role will ensure adherence to regulatory requirements, support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees. The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters.Key...

**Regulatory Affairs Expert Wanted**Job Title: Regulatory Affairs Specialist Med/Pharma (Female)Location: Remote Position Overview: We are seeking a seasoned Regulatory Affairs professional with expertise in both pharmaceutical and medical device regulatory compliance. The role involves preparing, reviewing, and submitting regulatory documentation to global...

Senior Manager/Chief Manager-Compliance Job DescriptionThis is an exciting opportunity to lead our Compliance team as a Senior Manager/Chief Manager-Compliance. The successful candidate will be responsible for ensuring compliance with regulatory requirements across various asset classes.The role involves coordinating with clients to ensure SEBI AIF/PMS...

Job Title: Compliance OfficerEnsure that the organization complies with all relevant statutory, regulatory, and governance requirements.This includes overseeing internal processes, vendor risk management, regulatory submissions, and compliance training initiatives.Compliance Review and Reporting:Conduct thorough reviews to ensure adherence to regulatory...

Regulatory Compliance ExpertWe are seeking a skilled Regulatory Compliance Expert with expertise in the power sector to handle regulatory filings, tariff determination, and compliance with regulatory frameworks.The ideal candidate will have a proven track record of working with Regulatory Commissions/Power Utilities and providing end-to-end support in...

Job Title: Senior Compliance SpecialistWe are seeking a seasoned compliance professional to lead transformation initiatives across sanctions, AML, financial crime risk, third-party risk management, and regulatory compliance.This role is ideal for senior professionals who combine regulatory expertise with a transformation mindset and can partner with...

**Job Title:** Compliance ExecutiveWe are seeking an experienced Compliance Officer to join our team. As a key member of the organization, you will be responsible for ensuring that all regulatory requirements are met and maintained.Implement daily compliance monitoring across departments, tracking actionable circulars and notifications from regulators.Settle...

We are seeking a seasoned Compliance Expert with a deep understanding of regulatory requirements and internal protocols to oversee Employee Trading Compliance, Trade Preclearance Oversight, Broker and Account Management, Non-Approved Broker Oversight, Monitoring E-Communications, Compliance Training, and Risk Assessment and Mitigation.Key...

Compliance Specialist Job DescriptionOur team is looking for a Compliance Specialist to join our financial services department. The role involves ensuring adherence to regulatory frameworks, conducting risk assessments, and supporting audits.About the company:We are a fintech startup that provides innovative solutions in lending, payments, and wealth...

Key Job Responsibilities:Evaluate customer documentation for regulatory compliance.Conduct thorough Know Your Customer (KYC) and Client Knowledge Rule (CKYC) checks to prevent illicit activities.Manage records of customer information for accurate files.Job Requirements:Graduate degree in finance or lawStrong understanding of financial regulations and...