Compliance Operations Manager

2 days ago


Thoothukudi, Tamil Nadu, India beBeeCompliance Full time ₹ 5,00,000 - ₹ 10,00,000
Compliance Specialist Job Description

Our team is looking for a Compliance Specialist to join our financial services department. The role involves ensuring adherence to regulatory frameworks, conducting risk assessments, and supporting audits.

About the company:

We are a fintech startup that provides innovative solutions in lending, payments, and wealth management.

Roles & Responsibilities:

  • Regulatory Compliance
  • Monitor, interpret, and implement relevant regulatory guidelines.
  • Ensure timely filings and reporting to regulators.
  • Compliance Monitoring & Risk Assessment
  • Conduct regular internal reviews and compliance risk assessments.
  • Identify process gaps and propose corrective actions.
  • Policy & Documentation
  • Assist in drafting, updating, and implementing compliance policies and procedures.
  • Maintain accurate documentation for internal compliance controls.
  • Audit & Reporting
  • Support internal, statutory, and regulatory audits.
  • Prepare compliance reports for senior management and regulatory bodies.

Role Requirements:

  • Certified Associate (CA), Certified Systems (CS), Master of Business Administration (MBA) in Finance
  • 2–4 years of experience in compliance, internal audit, or risk management
  • Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations

The ideal candidate should possess strong analytical and communication skills, with the ability to work effectively in a fast-paced environment. If you are a detail-oriented professional with a passion for compliance, we encourage you to apply.


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