Senior Manager/Compliance Strategist

3 days ago


Thoothukudi, Tamil Nadu, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,50,00,000
Senior Manager/Chief Manager-Compliance Job Description

This is an exciting opportunity to lead our Compliance team as a Senior Manager/Chief Manager-Compliance. The successful candidate will be responsible for ensuring compliance with regulatory requirements across various asset classes.

The role involves coordinating with clients to ensure SEBI AIF/PMS compliances, resolving regulatory queries, and co-ordinating during inspections and audits.

  • Excellent communication and interpersonal skills
  • Ability to work in a fast-paced environment
  • Strong analytical and problem-solving skills

In this role, you will have the opportunity to:

  • Contribute to the development and implementation of compliance strategies
  • Collaborate with cross-functional teams to ensure compliance with regulatory requirements
  • Stay up-to-date with changes in regulatory requirements and industry trends

We are looking for a highly motivated and experienced professional who can:

* Ensure regulatory compliances for the organization

* Co-ordinate with clients on SEBI AIF/PMS compliances

* Assist in various group level restructuring projects

Required Skills and Qualifications:

* Strong experience in activities in the securities market or financial products including portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management

* Good understanding of SEBI regulations and compliance requirements

Benefits:

* Opportunity to work with a leading firm in the industry

* Collaborative and dynamic work environment

* Professional growth and development opportunities

Others:

* This is an exciting opportunity to join our team and contribute to our mission to provide high-quality services to our clients.

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