
Senior Manager/Compliance Strategist
3 days ago
This is an exciting opportunity to lead our Compliance team as a Senior Manager/Chief Manager-Compliance. The successful candidate will be responsible for ensuring compliance with regulatory requirements across various asset classes.
The role involves coordinating with clients to ensure SEBI AIF/PMS compliances, resolving regulatory queries, and co-ordinating during inspections and audits.
- Excellent communication and interpersonal skills
- Ability to work in a fast-paced environment
- Strong analytical and problem-solving skills
In this role, you will have the opportunity to:
- Contribute to the development and implementation of compliance strategies
- Collaborate with cross-functional teams to ensure compliance with regulatory requirements
- Stay up-to-date with changes in regulatory requirements and industry trends
We are looking for a highly motivated and experienced professional who can:
* Ensure regulatory compliances for the organization
* Co-ordinate with clients on SEBI AIF/PMS compliances
* Assist in various group level restructuring projects
Required Skills and Qualifications:
* Strong experience in activities in the securities market or financial products including portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management
* Good understanding of SEBI regulations and compliance requirements
Benefits:
* Opportunity to work with a leading firm in the industry
* Collaborative and dynamic work environment
* Professional growth and development opportunities
Others:
* This is an exciting opportunity to join our team and contribute to our mission to provide high-quality services to our clients.
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