Head of Regulatory Compliance

3 days ago


Thoothukudi, Tamil Nadu, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Job Title: Compliance Officer

Ensure that the organization complies with all relevant statutory, regulatory, and governance requirements.

This includes overseeing internal processes, vendor risk management, regulatory submissions, and compliance training initiatives.

  • Compliance Review and Reporting:
    • Conduct thorough reviews to ensure adherence to regulatory requirements and internal standards.
  • Corporate Governance Framework:
    • Evaluate the organization's governance structure to ensure alignment with regulatory expectations and industry best practices.
  • Internal Controls and Process Audits:
    • Review and assess internal processes to identify control gaps and support robust internal controls.
  • Vendor Management and Third-Party Risk Assessment:
    • Audit and review third-party vendors to ensure appropriate controls are in place.
  • Documentation for Regulatory Filings:
    • Prepare and submit timely, accurate documentation for statutory filings such as shareholding changes and periodic returns.
  • Training and Awareness Programs:
    • Develop and conduct regular training sessions on AML/KYC norms, cybersecurity, and operational risk management.


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