
Regulatory Operations Specialist
1 week ago
Regulatory Operations Specialist
The Role:
As a Regulatory Operations Specialist, you will play a key role in ensuring the accuracy and timeliness of regulatory reports. You will work closely with cross-functional teams to gather data, ensure compliance, and implement controls to mitigate risks.
- Job Description: The successful candidate will be responsible for conducting comprehensive product audits and compliance checks, monitoring and implementing daily regulatory compliance requirements, developing and maintaining robust internal control frameworks, and preparing and submitting timely and accurate regulatory reports.
- Required Skills and Qualifications: A strong background in banking, relevant regulatory knowledge, and excellent analytical and problem-solving skills are essential. The ideal candidate will have experience in KYC/AML onboarding and management, risk profiling, and customer due diligence.
- Benefits: This is an excellent opportunity to work with a dynamic team, gain valuable experience in regulatory operations, and contribute to the development of robust controls and processes.
- Other Requirements: A graduate/post-graduate degree, good analytical skills, and proficiency in MS Office and SQL are desirable.
Decision Level: Primary: Must have working experience in Banks for KYC/AML Onboarding and Management of Control tasks such Name Screening , Risk profile based Customer CDD / EDD, Consequence Management action and process enhancement.
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