Senior Regulatory Compliance Specialist

Job Title: Senior Regulatory SpecialistThe role of Senior Regulatory Specialist involves providing expert guidance to clients on complex regulatory matters, including interpretation and application of SEBI/RBI regulations. The successful candidate will lead advisory mandates, advise on regulatory issues, and provide strategic consulting during supervisory...

Job SummaryThe Compliance Manager role is responsible for ensuring adherence to regulatory requirements and statutory compliance.Main Responsibilities:To conduct Anti-Money Laundering (AML) transaction monitoring and review customer risk categorization.Assist in compliance reviews and monitoring of various departments, promoting a culture of...

Job Title: Compliance Officer","We are seeking a skilled professional to join our team as a Compliance Officer.","The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters.","The key responsibilities of this role include:","Continuously track and evaluate regulatory updates relevant to the organization.Assess...

Job OverviewA Governance, Risk Management, and Compliance (GRC) expert plays a vital role in the implementation of our clients' systems.We seek an experienced professional to develop and participate in client initiatives focused on reducing technology risk, governance, and compliance to policies and external regulatory requirements.Evaluating business and IT...

Job DescriptionThis is a senior-level management position in the field of compliance for alternative investment funds and portfolio management services.The role involves coordinating with clients to ensure regulatory compliance, resolving queries, and facilitating inspections/audits.Additional responsibilities include assisting with group-level restructuring...

Compliance Specialist RoleWe seek a highly skilled specialist to drive regulatory enforcement efforts.The ideal candidate will have a strong background in auditing and compliance, with a focus on risk management.Key Responsibilities:Analyze audit reports for trading members/stockbrokers, identifying areas of non-compliance.Review Management Information...

Job Title: Senior Compliance SpecialistThe position involves overseeing employee trading activities to ensure compliance with regulatory standards and internal policies.Employee Trading Compliance:Conduct thorough reviews of employee trading activities, ensuring strict adherence to regulatory requirements, watchlists, and restricted lists in accordance with...

Compliance OfficerWe are seeking an experienced Compliance Officer to join our team. This is a key role that will involve ensuring adherence to regulatory requirements and internal standards.The Compliance Officer will conduct comprehensive reviews of our governance framework to ensure alignment with regulatory expectations and industry best practices.This...

Compliance ManagerThis is a critical role that requires strong compliance expertise to drive our organization's risk management practices forward. As a Compliance Manager, you will be responsible for developing, implementing, and maintaining effective compliance programs across the organization.Key Responsibilities:Develop and implement compliance policies...

Job OverviewThe Principal Officer is a senior-level position that oversees and ensures compliance with all corporate activities. This role requires strong regulatory knowledge, operational oversight, and effective grievance redressal skills.