Regulatory Enforcement Specialist

2 days ago


Gulbarga, Karnataka, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000
Compliance Specialist Role

We seek a highly skilled specialist to drive regulatory enforcement efforts.

The ideal candidate will have a strong background in auditing and compliance, with a focus on risk management.

Key Responsibilities:

  • Analyze audit reports for trading members/stockbrokers, identifying areas of non-compliance.
  • Review Management Information Systems (MIS) for delay submissions and non-compliance issues.
  • Address Attestation Reports (ATR) and follow-on issues related to non-submissions, delays, and non-compliance.

Requirements:

  • CISA Certification (completed/pursuing) + CA or MBA finance graduate or BE/B.Tech degree.
  • Minimum 0-2 years of experience in auditing and compliance.

Benefits:

  • Opportunity to work with a dynamic team.
  • Professional growth and development opportunities.

This role is ideal for individuals seeking a challenging career in regulatory enforcement. If you have a strong background in auditing and compliance, we encourage you to apply.



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