Senior Regulatory Specialist

Cyber Risk and Regulatory SpecialistOverview: A highly motivated Cyber Risk and Regulatory Specialist is required to perform assessments, design, and implementation of IT General Controls (ITGC) requirements.About the RoleConduct thorough risk assessments to identify potential vulnerabilities in IT systems.Analyze control evidence for accuracy, completeness,...

Job Title:Regulatory Compliance SpecialistJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with international guidelines and country-specific requirements.Key Responsibilities:Prepare, review, and maintain regulatory documents.Coordinate with...

Advance your career in regulatory oversight by taking on a challenging role as a Regulatory Specialist. In this position, you will be responsible for managing supervisory activities of regulators and related developments across regions.Key Responsibilities:Manage and coordinate regulatory examinations (logging information requests, preparing decks, reviewing...

Job SummaryThe Compliance Manager role is responsible for ensuring adherence to regulatory requirements and statutory compliance.Main Responsibilities:To conduct Anti-Money Laundering (AML) transaction monitoring and review customer risk categorization.Assist in compliance reviews and monitoring of various departments, promoting a culture of...

Job Title: Regulatory Compliance SpecialistAbout the RoleThe Regulatory Compliance Specialist plays a pivotal role in ensuring seamless operations within our organization. This key position is responsible for maintaining and implementing regulatory compliance across all domains, guaranteeing that our activities align with relevant laws and...

Compliance Specialist RoleWe seek a highly skilled specialist to drive regulatory enforcement efforts.The ideal candidate will have a strong background in auditing and compliance, with a focus on risk management.Key Responsibilities:Analyze audit reports for trading members/stockbrokers, identifying areas of non-compliance.Review Management Information...

Job Title: Regulatory Affairs Specialist">This is a detail-oriented role that requires the ability to manage initial submissions, variations and full lifecycle management deliverables for global markets. The ideal candidate will have experience with Veeva Vault RIM and proficient in ICH guidelines and regulatory guidelines for various countries.]Key...

Job Title: Senior Compliance SpecialistThe position involves overseeing employee trading activities to ensure compliance with regulatory standards and internal policies.Employee Trading Compliance:Conduct thorough reviews of employee trading activities, ensuring strict adherence to regulatory requirements, watchlists, and restricted lists in accordance with...

Job Overview">The role of a Compliance Manager is crucial in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. This position involves handling various compliance-related tasks, including understanding market dynamics, managing audits, implementing regulatory changes, and maintaining accurate...

Compliance OfficerWe are seeking an experienced Compliance Officer to join our team. This is a key role that will involve ensuring adherence to regulatory requirements and internal standards.The Compliance Officer will conduct comprehensive reviews of our governance framework to ensure alignment with regulatory expectations and industry best practices.This...