Senior Regulatory Specialist

2 days ago

Gulbarga, Karnataka, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Job Overview">

The role of a Compliance Manager is crucial in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. This position involves handling various compliance-related tasks, including understanding market dynamics, managing audits, implementing regulatory changes, and maintaining accurate records.

">Understanding of Market Operations: A solid grasp of market operations, including margin management, quarterly settlements, multi-traded facility (MTF), and customer protection (CUSPA) processes.">Audit Management: Ability to handle audits mandated by stock exchanges and other regulatory bodies.">Regulatory Compliance: Implementing the latest circulars issued by SEBI, exchanges, depositories, and other stakeholders, and ensuring timely follow-up to ensure compliance.">Compliance Calendar Management: Preparing and disseminating compliance calendars to stakeholders, ensuring timely submissions.">Inspection Management: Handling on-site and off-site inspections by regulatory bodies.">Product Launch Support: Overseeing new product launches and assisting teams in building new products and processes.">Governance Dashboard Management: Maintaining a monthly governance dashboard and discussing its findings with management.">Internal Liaisoning: Coordinating with internal teams and external stakeholders to ensure seamless operations.">">Benefits">

This role offers a unique opportunity to make a significant impact on our organization's compliance posture. As a Compliance Manager, you will have the chance to work with a talented team, develop your skills, and contribute to our continued growth and success.

">Others">

We are committed to creating a work environment that fosters collaboration, innovation, and professional development. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.

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