Senior Compliance Specialist

5 days ago


Gulbarga, Karnataka, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,50,00,000
Job Description

This is a senior-level management position in the field of compliance for alternative investment funds and portfolio management services.

The role involves coordinating with clients to ensure regulatory compliance, resolving queries, and facilitating inspections/audits.

Additional responsibilities include assisting with group-level restructuring projects and ensuring regulatory compliance for the organization.

Required Skills and Qualifications
  • Excellent verbal and written communication skills
  • Good experience in securities market activities or financial products, including portfolio management, brokerage, investment advisory, wealth management, and research analysis
  • Exposure to AIF/PMS compliance is highly desirable
Benefits

The ideal candidate will have excellent communication skills, strong analytical abilities, and a good understanding of regulatory requirements. The role offers opportunities for professional growth and development in a dynamic and challenging environment.

Other Requirements

Excellent organizational skills, ability to work effectively in a team environment, and strong problem-solving skills are essential for this role.



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