Senior Investment Compliance Officer

Job Summary:We are seeking a seasoned Portfolio Manager to establish and enforce investment restrictions and limits in line with regulatory requirements and fund mandates. You will be responsible for resolving pre- and post-trade compliance exceptions, analyzing repetitive system alerts, and collaborating with various teams to ensure appropriate limit...

At Franklin Templeton were driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals Our talented teams working around the globe bring...

Business Unit:Compliance, Risk and Internal AuditReporting To:Compliance ManagerShift:EMEA (1:30 pm - 10:30 pm IST) (India)About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial...

Job TitleThis is regarding the opening for a senior manager/chief manager - compliance. The role involves leading a team in fund management firms, ensuring regulatory compliances and resolving client queries.">A good experience in securities market or financial products, including portfolio manager, broker dealer, investment advisor, wealth manager, research...

Job Title: CoderAs a key member of our team, you will be responsible for coding and testing compliance logic in BQL. The successful candidate will have hands-on experience with BlackRock Aladdin, particularly in Compliance, BQL, and Macro Libraries.Key Skills:BlackRock Aladdin: Hands-on experience in Configuration Master and understanding of Investment...

Lead Investment Compliance SpecialistA highly experienced and motivated professional is required to lead a dynamic team of compliance experts in ensuring portfolio and trading desk compliance, driving strategic initiatives, and engaging with senior stakeholders across the business.Key Responsibilities:Team Leadership: Lead, mentor, and develop a...

Take a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers **Job Summary** As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to regulatory changes. You will act as a change agent,...

Corporate compliance is a critical function in any organization. As a qualified Company Secretary, you will be responsible for ensuring that all corporate and secretarial compliance is met.Key Responsibilities:CORPORATE COMPLIANCE MANAGEMENTEnsure adherence to the Companies Act, 2013 and allied laws, as well as SEBI (LODR) regulations, insider trading...

Key Role: Senior Research AnalystJob Description:We are seeking a highly skilled and experienced Senior Research Analyst to join our team. The successful candidate will be responsible for guiding and overseeing research analysts and associates, as well as analysing companies, sectors, and industries to identify investment opportunities aligned with our...

Job Title: Senior Compliance Officer">About this role">This is a senior leadership position within our organization. We are seeking an experienced professional to join us in the role of Senior Compliance Officer.">Key responsibilities">">Manage internal risk management teams or OGC teams for large audit firms.">Liaise with authorities, including drafting...